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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLR icon
401
Fluor
FLR
$7.11B
$33.9M 0.08%
507,647
+57,857
+13% +$4.26M
A icon
402
Agilent Technologies
A
$39.2B
$33.8M 0.08%
829,647
+99,256
+14% +$4.05M
USB icon
403
US Bancorp
USB
$98.4B
$33.8M 0.08%
807,794
-167,359
-17% -$7.07M
WU icon
404
Western Union
WU
$2B
$33.7M 0.08%
2,103,262
-667,773
-24% -$11.5M
L icon
405
Loews
L
$24B
$33.7M 0.08%
808,928
+74,391
+10% +$3.2M
RGLD icon
406
Royal Gold
RGLD
$17B
$33.7M 0.08%
518,900
-178,204
-26% -$13.3M
WEN icon
407
Wendy's
WEN
$1.42B
$33.7M 0.08%
4,075,587
+1,925,935
+90% +$15.8M
BWA icon
408
BorgWarner
BWA
$13.1B
$33.6M 0.08%
724,971
+109,244
+18% +$5.99M
AES icon
409
AES
AES
$10.5B
$33.5M 0.08%
2,364,906
-102,439
-4% -$1.52M
WM icon
410
Waste Management
WM
$90B
$33.5M 0.08%
703,804
+53,549
+8% +$2.45M
LRCX icon
411
Lam Research
LRCX
$366B
$33.3M 0.08%
4,463,510
+392,720
+10% +$2.8M
PHM icon
412
Pultegroup
PHM
$24.4B
$33.3M 0.08%
1,887,210
+153,229
+9% +$2.89M
OSK icon
413
Oshkosh
OSK
$9.03B
$33.3M 0.08%
754,670
+565,186
+298% +$28.1M
NOV icon
414
NOV
NOV
$6.93B
$33.3M 0.08%
437,519
-10,732
-2% -$887K
PARA
415
DELISTED
Paramount Global Class B
PARA
$33.3M 0.08%
621,883
+81,864
+15% +$4.82M
WPX
416
DELISTED
WPX Energy, Inc.
WPX
$33.3M 0.08%
1,382,353
-189,433
-12% -$4.48M
K
417
DELISTED
Kellanova
K
$33.2M 0.08%
573,806
+99,663
+21% +$6.01M
BXP icon
418
Boston Properties
BXP
$11.2B
$33.1M 0.08%
285,937
+86,206
+43% +$10.3M
FLS icon
419
Flowserve
FLS
$9.72B
$33.1M 0.08%
469,353
+66,233
+16% +$4.91M
NOC icon
420
Northrop Grumman
NOC
$77.8B
$33.1M 0.08%
251,033
-9,953
-4% -$1.26M
ISRG icon
421
Intuitive Surgical
ISRG
$133B
$33M 0.08%
643,698
-10,800
-2% -$536K
KMF
422
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$33M 0.08%
823,776
+10,043
+1% +$408K
FOSL icon
423
Fossil Group
FOSL
$342M
$33M 0.08%
351,395
+31,932
+10% +$3.22M
BDX icon
424
Becton Dickinson
BDX
$46.3B
$33M 0.08%
296,964
+26,629
+10% +$3.04M
ZBH icon
425
Zimmer Biomet
ZBH
$18.5B
$32.9M 0.08%
337,406
+118,657
+54% +$11.7M
15 16
17
18 19

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.