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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACA icon
376
Arcosa
ACA
$7.11B
$7.49M 0.07%
137,875
-2,476
-2% -$147K
IQI icon
377
Invesco Quality Municipal Securities
IQI
$534M
$7.49M 0.07%
795,108
+184,113
+30% +$1.72M
AVNT icon
378
Avient
AVNT
$4.19B
$7.46M 0.07%
221,089
-2,284
-1% -$75.1K
EA
379
DELISTED
Electronic Arts
EA
$7.46M 0.07%
61,077
-3,213
-5% -$404K
BFK
380
DELISTED
BlackRock Municipal Income Trust
BFK
$7.43M 0.07%
738,596
+144,789
+24% +$1.41M
AES icon
381
AES
AES
$10.5B
$7.41M 0.07%
257,762
-35,929
-12% -$968K
VOYA icon
382
Voya Financial
VOYA
$9.19B
$7.41M 0.07%
120,559
-3,799
-3% -$243K
SITC icon
383
SITE Centers
SITC
$165M
$7.4M 0.07%
694,547
-211,362
-23% -$2.07M
ALK icon
384
Alaska Air
ALK
$5.58B
$7.33M 0.06%
170,760
+14,501
+9% +$639K
MUA icon
385
BlackRock MuniAssets Fund
MUA
$522M
$7.31M 0.06%
675,460
+148,025
+28% +$1.51M
FE icon
386
FirstEnergy
FE
$27.5B
$7.3M 0.06%
174,152
+10,459
+6% +$409K
YUM icon
387
Yum! Brands
YUM
$41.1B
$7.29M 0.06%
56,950
+31,617
+125% +$3.83M
RL icon
388
Ralph Lauren
RL
$23.6B
$7.27M 0.06%
68,788
-414
-0.6% -$41.4K
CCD
389
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$7.23M 0.06%
354,004
+40,924
+13% +$881K
NLY icon
390
Annaly Capital Management
NLY
$17.4B
$7.23M 0.06%
342,934
+291,642
+569% +$5.74M
CTVA icon
391
Corteva
CTVA
$51.3B
$7.13M 0.06%
121,337
+2,077
+2% +$131K
NIE
392
Virtus Equity & Convertible Income Fund
NIE
$732M
$7.13M 0.06%
391,165
+80,180
+26% +$1.66M
HWC icon
393
Hancock Whitney
HWC
$6.24B
$7.11M 0.06%
146,873
+37,909
+35% +$1.96M
MUI
394
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$7.1M 0.06%
626,438
-62,035
-9% -$684K
NKX icon
395
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$7.08M 0.06%
575,462
+67,358
+13% +$785K
TDY icon
396
Teledyne Technologies
TDY
$32B
$7.06M 0.06%
17,654
+14,279
+423% +$5.56M
EXG icon
397
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$7.05M 0.06%
933,766
-207,746
-18% -$1.59M
MCK icon
398
McKesson
MCK
$101B
$7.04M 0.06%
18,761
-5,118
-21% -$1.91M
PH icon
399
Parker-Hannifin
PH
$135B
$7.01M 0.06%
24,099
+8,224
+52% +$2.35M
INFN
400
DELISTED
Infinera Corporation Common Stock
INFN
$7.01M 0.06%
1,040,106
+209,784
+25% +$1.27M
14 15
16
17 18

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.