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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OC icon
376
Owens Corning
OC
$11.7B
$8.62M 0.06%
132,420
-9,471
-7% -$606K
CXT icon
377
Crane NXT
CXT
$3.15B
$8.59M 0.06%
286,331
+143,913
+101% +$4.1M
ALGN icon
378
Align Technology
ALGN
$12.4B
$8.59M 0.06%
30,765
+4,456
+17% +$1.11M
VIAV icon
379
Viavi Solutions
VIAV
$9.95B
$8.5M 0.06%
566,888
-131,665
-19% -$1.97M
LNT icon
380
Alliant Energy
LNT
$18.3B
$8.5M 0.06%
155,378
+7,381
+5% +$392K
JCI icon
381
Johnson Controls International
JCI
$93.1B
$8.49M 0.06%
208,569
+82,285
+65% +$3.47M
CCD
382
Calamos Dynamic Convertible & Income Fund
CCD
$736M
$8.41M 0.06%
397,517
+37,562
+10% +$778K
LEO
383
BNY Mellon Strategic Municipals
LEO
$386M
$8.41M 0.06%
987,813
+155,667
+19% +$1.33M
CPT icon
384
Camden Property Trust
CPT
$11B
$8.4M 0.06%
79,153
+11,057
+16% +$1.22M
EW icon
385
Edwards Lifesciences
EW
$51.6B
$8.37M 0.06%
107,682
-59,565
-36% -$4.65M
CCI icon
386
Crown Castle
CCI
$33.9B
$8.37M 0.06%
58,855
-68,291
-54% -$9.32M
REG icon
387
Regency Centers
REG
$14.5B
$8.36M 0.06%
132,585
+41,701
+46% +$2.74M
JNPR
388
DELISTED
Juniper Networks
JNPR
$8.36M 0.06%
339,306
+73,668
+28% +$1.81M
CHY
389
Calamos Convertible and High Income Fund
CHY
$1.04B
$8.34M 0.06%
731,125
+80,217
+12% +$902K
HSY icon
390
Hershey
HSY
$36B
$8.33M 0.06%
56,657
-3,372
-6% -$500K
USFD icon
391
US Foods
USFD
$21.8B
$8.32M 0.06%
198,714
+30,980
+18% +$1.24M
SRE icon
392
Sempra
SRE
$56.6B
$8.32M 0.06%
109,888
-19,216
-15% -$1.41M
J icon
393
Jacobs Solutions
J
$16.8B
$8.32M 0.06%
111,962
-54,485
-33% -$4.12M
UNF icon
394
Unifirst Corp
UNF
$5.25B
$8.27M 0.06%
40,965
-4,286
-9% -$869K
BIDU icon
395
Baidu
BIDU
$38.2B
$8.27M 0.06%
65,447
-6,065
-8% -$689K
BGX
396
Blackstone Long-Short Credit Income Fund
BGX
$138M
$8.14M 0.06%
520,291
-114,906
-18% -$1.77M
WY icon
397
Weyerhaeuser
WY
$18.6B
$8.07M 0.06%
267,249
+175,123
+190% +$5.08M
PSX icon
398
Phillips 66
PSX
$82.5B
$8.06M 0.06%
72,386
-50,442
-41% -$5.67M
ED icon
399
Consolidated Edison
ED
$40B
$8.02M 0.06%
88,676
+1,285
+1% +$115K
PNC icon
400
PNC Financial Services
PNC
$101B
$7.98M 0.06%
49,998
-8,856
-15% -$1.33M
14 15
16
17 18

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.