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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AET
376
DELISTED
Aetna Inc
AET
$46.7M 0.11%
258,903
-186,183
-42% -$32M
PPL
377
PPL Corp
PPL
$26.8B
$46.7M 0.11%
1,507,527
+188,605
+14% +$6.77M
MRSH
378
Marsh
MRSH
$91.4B
$46.6M 0.11%
572,807
-93,704
-14% -$7.79M
OMC icon
379
Omnicom Group
OMC
$21.8B
$46.6M 0.11%
639,217
+104,024
+19% +$7.46M
DTE icon
380
DTE Energy
DTE
$29.5B
$46.5M 0.11%
499,591
-91,361
-15% -$8.68M
LLL
381
DELISTED
L3 Technologies, Inc.
LLL
$46.4M 0.11%
234,574
+62,736
+37% +$11.9M
CXO
382
DELISTED
CONCHO RESOURCES INC.
CXO
$46.4M 0.11%
308,697
-30,824
-9% -$4.29M
D icon
383
Dominion Energy
D
$61.3B
$46.3M 0.11%
570,792
+15,243
+3% +$1.23M
EOG icon
384
EOG Resources
EOG
$77.5B
$46.2M 0.11%
428,338
-12,681
-3% -$1.28M
VMC icon
385
Vulcan Materials
VMC
$35.2B
$46.2M 0.11%
359,630
-169,311
-32% -$20.7M
HSIC icon
386
Henry Schein
HSIC
$9.7B
$46.1M 0.11%
841,713
+223,276
+36% +$12.9M
AJG icon
387
Arthur J. Gallagher & Co
AJG
$65.9B
$46.1M 0.11%
728,320
-226,853
-24% -$14.5M
FE icon
388
FirstEnergy
FE
$28.2B
$45.7M 0.11%
1,494,025
-545,400
-27% -$17.7M
APC
389
DELISTED
Anadarko Petroleum
APC
$45.7M 0.11%
852,634
-135,698
-14% -$6.67M
AAL icon
390
American Airlines Group
AAL
$10.2B
$45.7M 0.11%
878,270
-162,430
-16% -$8.09M
RVTY icon
391
Revvity
RVTY
$12.7B
$45.6M 0.11%
623,930
+18,445
+3% +$1.32M
CHK
392
DELISTED
Chesapeake Energy Corporation
CHK
$45.6M 0.11%
57,558
+10,176
+21% +$7.93M
LH icon
393
Labcorp
LH
$25.9B
$45.2M 0.11%
329,797
+12,450
+4% +$1.65M
VAR
394
DELISTED
Varian Medical Systems, Inc.
VAR
$44.9M 0.11%
403,659
+8,441
+2% +$907K
TT icon
395
Trane Technologies
TT
$97.3B
$44.6M 0.11%
500,296
-192,832
-28% -$17M
SNA icon
396
Snap-on
SNA
$21.2B
$44.4M 0.11%
254,590
+2,178
+0.9% +$352K
AEP icon
397
American Electric Power
AEP
$69.5B
$44.1M 0.1%
598,809
-38,382
-6% -$2.87M
GPC icon
398
Genuine Parts
GPC
$17.2B
$44M 0.1%
463,515
+34,301
+8% +$3.13M
NOC icon
399
Northrop Grumman
NOC
$76B
$43.9M 0.1%
143,024
-67,025
-32% -$20.1M
MLM icon
400
Martin Marietta Materials
MLM
$32.4B
$43.8M 0.1%
198,032
-53,620
-21% -$11.2M
14 15
16
17 18

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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.