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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOG icon
376
Harley-Davidson
HOG
$2.59B
$43.5M 0.1%
902,710
+118,744
+15% +$5.78M
XRAY icon
377
Dentsply Sirona
XRAY
$2.75B
$43.4M 0.1%
725,382
+53,589
+8% +$3.19M
VFC icon
378
VF Corp
VFC
$5.87B
$43.2M 0.1%
721,013
-196,959
-21% -$11.4M
ZTS icon
379
Zoetis
ZTS
$31.9B
$43M 0.1%
675,108
-234,524
-26% -$14.7M
AXP icon
380
American Express
AXP
$228B
$42.8M 0.1%
473,464
-25,948
-5% -$2.23M
CFG icon
381
Citizens Financial Group
CFG
$30.3B
$42.8M 0.1%
1,129,273
-61,699
-5% -$2.16M
NFX
382
DELISTED
Newfield Exploration
NFX
$42.8M 0.1%
1,441,303
+172,492
+14% +$4.63M
BWA icon
383
BorgWarner
BWA
$13.2B
$42.7M 0.1%
947,909
-44,345
-4% -$1.81M
D icon
384
Dominion Energy
D
$61.3B
$42.7M 0.1%
555,549
-3,642
-0.7% -$283K
EOG icon
385
EOG Resources
EOG
$77.5B
$42.7M 0.1%
441,019
+17,467
+4% +$1.58M
NDAQ icon
386
Nasdaq
NDAQ
$53.2B
$42.7M 0.1%
1,649,730
+49,773
+3% +$1.24M
SEE
387
DELISTED
Sealed Air
SEE
$42.5M 0.1%
994,684
+23,385
+2% +$1.04M
MCO icon
388
Moody's
MCO
$83.5B
$42.5M 0.1%
305,068
-37,333
-11% -$4.91M
LNT icon
389
Alliant Energy
LNT
$18.3B
$42.4M 0.1%
1,019,907
-40,896
-4% -$1.7M
BIDU icon
390
Baidu
BIDU
$36.5B
$42.4M 0.1%
171,064
+41,980
+33% +$9.16M
WMB icon
391
Williams Companies
WMB
$86.7B
$42.1M 0.1%
1,403,094
+16,221
+1% +$494K
MTD icon
392
Mettler-Toledo International
MTD
$27.9B
$42.1M 0.1%
67,228
+1,146
+2% +$688K
CINF icon
393
Cincinnati Financial
CINF
$26.8B
$42.1M 0.1%
549,617
-52,510
-9% -$3.99M
NOV icon
394
NOV
NOV
$6.93B
$41.9M 0.1%
1,172,572
+92,782
+9% +$3.03M
BHF icon
395
Brighthouse Financial
BHF
$3.64B
$41.9M 0.1%
+688,644
New +$39.3M
WHR icon
396
Whirlpool
WHR
$2.47B
$41.8M 0.1%
226,511
+12,120
+6% +$2.17M
HOLX
397
DELISTED
Hologic
HOLX
$41.8M 0.1%
1,138,399
+134,399
+13% +$5.42M
RVTY icon
398
Revvity
RVTY
$12.7B
$41.8M 0.1%
605,485
-27,862
-4% -$1.87M
APA icon
399
APA Corp
APA
$12.8B
$41.6M 0.1%
908,586
+138,411
+18% +$6.1M
EQR icon
400
Equity Residential
EQR
$25.2B
$41.5M 0.1%
629,761
-31,936
-5% -$2.14M
14 15
16
17 18

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.