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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNY
376
Bank of New York Mellon
BNY
$106B
$38.4M 0.11%
810,742
+144,099
+22% +$6.5M
ABT icon
377
Abbott
ABT
$183B
$38.4M 0.11%
999,526
+152,547
+18% +$6.05M
IFF icon
378
International Flavors & Fragrances
IFF
$20.2B
$38.4M 0.11%
325,810
+47,906
+17% +$6.01M
R icon
379
Ryder
R
$9.83B
$38.4M 0.11%
515,307
-50,910
-9% -$3.75M
RHI icon
380
Robert Half
RHI
$3.87B
$38.4M 0.11%
786,223
+17,538
+2% +$751K
AAL icon
381
American Airlines Group
AAL
$10.1B
$38.2M 0.11%
817,938
+117,299
+17% +$5.11M
WHR icon
382
Whirlpool
WHR
$2.43B
$38.1M 0.11%
209,714
+41,922
+25% +$6.94M
AXP icon
383
American Express
AXP
$227B
$38.1M 0.11%
514,035
+107,482
+26% +$7.44M
STT icon
384
State Street
STT
$50.6B
$38.1M 0.11%
489,851
+123,922
+34% +$9.33M
NOV icon
385
NOV
NOV
$6.93B
$38M 0.11%
1,015,955
-249,374
-20% -$9.09M
VAR
386
DELISTED
Varian Medical Systems, Inc.
VAR
$37.9M 0.11%
481,612
+66,890
+16% +$5.41M
APC
387
DELISTED
Anadarko Petroleum
APC
$37.9M 0.11%
543,055
+47,379
+10% +$3.08M
KSS icon
388
Kohl's
KSS
$2.17B
$37.8M 0.11%
766,299
-77,151
-9% -$3.82M
GL icon
389
Globe Life
GL
$14.2B
$37.7M 0.11%
511,446
+111,340
+28% +$7.63M
CCI icon
390
Crown Castle
CCI
$33.3B
$37.7M 0.11%
434,231
-42,629
-9% -$3.73M
AAP icon
391
Advance Auto Parts
AAP
$3.35B
$37.6M 0.11%
222,471
-12,573
-5% -$1.98M
EMN icon
392
Eastman Chemical
EMN
$8B
$37.6M 0.11%
499,570
+56,855
+13% +$4.11M
CMS icon
393
CMS Energy
CMS
$22.6B
$37.5M 0.11%
900,458
+42,968
+5% +$1.76M
STJ
394
DELISTED
St Jude Medical
STJ
$37.4M 0.11%
465,784
+31,599
+7% +$2.51M
TXT icon
395
Textron
TXT
$14.7B
$37.3M 0.11%
767,328
+78,075
+11% +$3.4M
IWM icon
396
iShares Russell 2000 ETF
IWM
$79.8B
$37.2M 0.11%
276,166
-43,987
-14% -$5.62M
PSA icon
397
Public Storage
PSA
$60.5B
$37.2M 0.11%
166,411
-24,862
-13% -$5.29M
EFX icon
398
Equifax
EFX
$20.3B
$37.1M 0.11%
313,439
-46,289
-13% -$5.66M
SPLS
399
DELISTED
Staples Inc
SPLS
$36.9M 0.11%
4,081,822
+282,625
+7% +$2.46M
QQQ icon
400
Invesco QQQ Trust
QQQ
$453B
$36.8M 0.11%
310,878
-24,707
-7% -$2.92M
14 15
16
17 18

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.