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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOC icon
376
Healthpeak Properties
DOC
$15.1B
$32.5M 0.1%
939,194
-139,202
-13% -$4.87M
HST icon
377
Host Hotels & Resorts
HST
$17.2B
$32.4M 0.1%
2,081,016
+190,357
+10% +$3.26M
TSCO icon
378
Tractor Supply
TSCO
$16.1B
$32.2M 0.1%
2,389,770
+392,835
+20% +$6.53M
NWL icon
379
Newell Brands
NWL
$2.38B
$32.1M 0.1%
609,133
-12,877
-2% -$666K
PGR icon
380
Progressive
PGR
$123B
$32M 0.1%
1,016,947
-6,227
-0.6% -$203K
FRT icon
381
Federal Realty Investment Trust
FRT
$10.7B
$31.9M 0.1%
207,534
+4,403
+2% +$712K
FITB
382
Fifth Third Bancorp
FITB
$51.2B
$31.7M 0.1%
1,549,788
-113,855
-7% -$2.2M
MTD icon
383
Mettler-Toledo International
MTD
$28.6B
$31.6M 0.1%
75,363
+73,407
+3,753% +$29.1M
GAP
384
The Gap Inc
GAP
$7.23B
$31.5M 0.1%
1,417,586
-206,211
-13% -$4.98M
EOG icon
385
EOG Resources
EOG
$79.2B
$31.4M 0.1%
324,835
-73,783
-19% -$6.48M
APC
386
DELISTED
Anadarko Petroleum
APC
$31.4M 0.1%
495,676
-66,861
-12% -$3.73M
CMG icon
387
Chipotle Mexican Grill
CMG
$47.2B
$31.4M 0.1%
3,704,650
+7,200
+0.2% +$59.2K
TWX
388
DELISTED
Time Warner Inc
TWX
$31.2M 0.1%
391,429
+3,424
+0.9% +$267K
LVLT
389
DELISTED
Level 3 Communications Inc
LVLT
$31M 0.1%
668,753
-92,929
-12% -$4.7M
FDX icon
390
FedEx
FDX
$72.7B
$31M 0.1%
177,197
+13,297
+8% +$2.18M
SLG icon
391
SL Green Realty
SLG
$3.76B
$30.9M 0.1%
295,520
-45,905
-13% -$5.04M
ECL icon
392
Ecolab
ECL
$78.1B
$30.8M 0.1%
253,105
-513
-0.2% -$61.9K
HUM icon
393
Humana
HUM
$43.7B
$30.8M 0.1%
173,895
+10,495
+6% +$1.82M
APTV icon
394
Aptiv
APTV
$12B
$30.7M 0.1%
430,272
+1,564
+0.4% +$105K
PNC icon
395
PNC Financial Services
PNC
$99.7B
$30.6M 0.1%
340,203
-18,335
-5% -$1.57M
TFCFA
396
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$30.6M 0.1%
1,263,957
+139,252
+12% +$3.56M
DD
397
DELISTED
Du Pont De Nemours E I
DD
$30.6M 0.1%
456,244
+22,646
+5% +$1.54M
IRM icon
398
Iron Mountain
IRM
$36.4B
$30.6M 0.1%
814,084
+626
+0.1% +$24.1K
COO icon
399
Cooper Companies
COO
$14.1B
$30.5M 0.09%
680,228
+647,360
+1,970% +$29.5M
PRGO icon
400
Perrigo
PRGO
$1.4B
$30.5M 0.09%
329,821
+37,503
+13% +$3.46M
14 15
16
17 18

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.