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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
376
Charles Schwab
SCHW
$184B
$30.2M 0.09%
1,103,504
+144,565
+15% +$3.78M
TNL icon
377
Travel + Leisure Co
TNL
$4.72B
$30.2M 0.09%
912,197
+76,677
+9% +$2.5M
CCEP icon
378
Coca-Cola Europacific Partners
CCEP
$47.8B
$30.1M 0.09%
631,156
+6,123
+1% +$279K
ACN icon
379
Accenture
ACN
$101B
$30.1M 0.09%
377,267
+35,880
+11% +$2.95M
HAS icon
380
Hasbro
HAS
$12.9B
$30.1M 0.09%
540,528
-129,429
-19% -$6.89M
COF icon
381
Capital One
COF
$134B
$30M 0.09%
389,056
-308,204
-44% -$22.6M
REN
382
DELISTED
Resolute Energy Corporaton
REN
$29.9M 0.09%
830,024
+135,725
+20% +$5.67M
CMS icon
383
CMS Energy
CMS
$22.5B
$29.8M 0.08%
1,017,041
+29,678
+3% +$822K
RRC icon
384
Range Resources
RRC
$9.43B
$29.7M 0.08%
358,347
+60,850
+20% +$5.18M
SPG icon
385
Simon Property Group
SPG
$74.3B
$29.7M 0.08%
192,670
+6,285
+3% +$936K
ONIT
386
Onity Group
ONIT
$319M
$29.7M 0.08%
50,501
-194
-0.4% -$126K
CST
387
DELISTED
CST Brands, Inc.
CST
$29.7M 0.08%
949,307
+56,316
+6% +$1.79M
LXP icon
388
LXP Industrial Trust
LXP
$3.56B
$29.6M 0.08%
543,376
-13,530
-2% -$734K
TDC icon
389
Teradata
TDC
$3.02B
$29.6M 0.08%
602,098
+110,542
+22% +$4.98M
VTR icon
390
Ventas
VTR
$46.6B
$29.5M 0.08%
426,724
+64,282
+18% +$4.47M
MSI icon
391
Motorola Solutions
MSI
$72.6B
$29.5M 0.08%
458,103
+115,696
+34% +$7.56M
XLNX
392
DELISTED
Xilinx Inc
XLNX
$29.4M 0.08%
542,126
+13,085
+2% +$650K
CYN
393
DELISTED
CITY NATIONAL CORPORATION
CYN
$29.4M 0.08%
373,727
-7,186
-2% -$541K
HYT icon
394
BlackRock Corporate High Yield Fund
HYT
$1.36B
$29.4M 0.08%
2,398,390
+33,572
+1% +$411K
FRX
395
DELISTED
FOREST LABORATORIES INC
FRX
$29.4M 0.08%
318,357
-53,399
-14% -$4.31M
JNY
396
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$29.3M 0.08%
1,959,238
-81,954
-4% -$1.22M
AIZ icon
397
Assurant
AIZ
$14B
$29.3M 0.08%
451,172
+43,007
+11% +$2.82M
MAT icon
398
Mattel
MAT
$4.32B
$29.3M 0.08%
730,609
+12,066
+2% +$479K
CTXS
399
DELISTED
Citrix Systems Inc
CTXS
$29.3M 0.08%
640,538
+145,686
+29% +$6.87M
SMTC icon
400
Semtech
SMTC
$11.1B
$29.2M 0.08%
1,151,935
-58,352
-5% -$1.42M
14 15
16
17 18

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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.