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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXG icon
351
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.03B
$9.18M 0.07%
1,045,169
-134,184
-11% -$1.14M
ASH icon
352
Ashland
ASH
$3.28B
$9.16M 0.07%
119,722
+1,407
+1% +$107K
EOG icon
353
EOG Resources
EOG
$71.5B
$9.15M 0.07%
109,277
-1,544
-1% -$113K
ZBH icon
354
Zimmer Biomet
ZBH
$19B
$9.13M 0.07%
62,806
-11,936
-16% -$1.65M
INVH icon
355
Invitation Homes
INVH
$18.1B
$9.04M 0.07%
301,809
-123,776
-29% -$3.71M
UAL icon
356
United Airlines
UAL
$43.1B
$9.01M 0.07%
102,281
-5,688
-5% -$511K
KMX icon
357
CarMax
KMX
$8.04B
$9.01M 0.07%
102,739
+46,089
+81% +$4.34M
SCI icon
358
Service Corp International
SCI
$11.6B
$9M 0.07%
195,530
+5,924
+3% +$267K
BKR icon
359
Baker Hughes
BKR
$61.2B
$8.99M 0.07%
350,635
+18,014
+5% +$410K
FLRN icon
360
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$8.98M 0.07%
292,221
+25,502
+10% +$784K
LEA icon
361
Lear
LEA
$6.18B
$8.98M 0.07%
65,439
-539
-0.8% -$66.8K
BAX icon
362
Baxter International
BAX
$14.1B
$8.96M 0.07%
107,138
+22,378
+26% +$1.85M
CHW
363
Calamos Global Dynamic Income Fund
CHW
$542M
$8.95M 0.07%
1,029,491
+57,842
+6% +$481K
SD icon
364
SandRidge Energy
SD
$487M
$8.91M 0.07%
2,102,681
– –
HRL icon
365
Hormel Foods
HRL
$13.9B
$8.87M 0.07%
196,730
-46,970
-19% -$2.02M
CONE
366
DELISTED
CyrusOne Inc Common Stock
CONE
$8.86M 0.07%
135,367
+84,384
+166% +$5.79M
NRG icon
367
NRG Energy
NRG
$25.5B
$8.81M 0.07%
221,531
+114,989
+108% +$4.55M
YUM icon
368
Yum! Brands
YUM
$41.6B
$8.78M 0.07%
87,185
+33,377
+62% +$3.46M
TFX icon
369
Teleflex
TFX
$6.06B
$8.75M 0.07%
23,233
+8,701
+60% +$3M
ATO icon
370
Atmos Energy
ATO
$28.7B
$8.72M 0.07%
77,930
+992
+1% +$109K
KR icon
371
Kroger
KR
$34.7B
$8.7M 0.07%
300,169
-86,265
-22% -$2.29M
AFT
372
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$8.7M 0.07%
574,771
-49,132
-8% -$725K
SRC
373
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$8.7M 0.07%
176,853
-56,215
-24% -$2.8M
HUN icon
374
Huntsman Corp
HUN
$1.78B
$8.65M 0.07%
358,029
-9,147
-2% -$212K
FIS icon
375
Fidelity National Information Services
FIS
$22.1B
$8.63M 0.06%
62,081
+3,617
+6% +$485K
13 14
15
16 17

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.