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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPR
351
DELISTED
Spirit AeroSystems
SPR
$7.91M 0.07%
109,762
-24,392
-18% -$1.98M
IGA
352
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$7.91M 0.07%
859,620
-201,931
-19% -$2.05M
AFT
353
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$7.84M 0.07%
544,815
-73,398
-12% -$1.11M
WDC icon
354
Western Digital
WDC
$179B
$7.83M 0.07%
280,266
-217,362
-44% -$7.7M
BURL icon
355
Burlington
BURL
$23.2B
$7.81M 0.07%
47,992
+15,817
+49% +$2.55M
ELS icon
356
Equity Lifestyle Properties
ELS
$12.6B
$7.8M 0.07%
160,526
-18,430
-10% -$892K
NAC icon
357
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$7.78M 0.07%
609,967
+95,801
+19% +$1.2M
BR icon
358
Broadridge
BR
$18.9B
$7.77M 0.07%
80,739
-16,802
-17% -$1.82M
RTN
359
DELISTED
Raytheon Company
RTN
$7.77M 0.07%
50,645
-15,288
-23% -$2.74M
RHT
360
DELISTED
Red Hat Inc
RHT
$7.76M 0.07%
44,157
-21,746
-33% -$3.45M
VRSK icon
361
Verisk Analytics
VRSK
$24.6B
$7.75M 0.07%
71,063
+9,877
+16% +$1.15M
MS icon
362
Morgan Stanley
MS
$343B
$7.74M 0.07%
195,312
-31,503
-14% -$1.37M
ESS icon
363
Essex Property Trust
ESS
$18.5B
$7.72M 0.07%
31,484
-5,490
-15% -$1.38M
BOE icon
364
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$7.71M 0.07%
822,843
-46,243
-5% -$467K
ETJ
365
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$569M
$7.65M 0.06%
941,628
-132,309
-12% -$1.21M
TFCF
366
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$7.62M 0.06%
159,554
-17,820
-10% -$839K
EBAY icon
367
eBay
EBAY
$49.4B
$7.57M 0.06%
269,727
-296,627
-52% -$8.72M
USFD icon
368
US Foods
USFD
$22.1B
$7.57M 0.06%
239,297
-56,081
-19% -$1.73M
KMF
369
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$7.56M 0.06%
783,744
-277,196
-26% -$3.09M
AXP icon
370
American Express
AXP
$236B
$7.48M 0.06%
78,476
-12,412
-14% -$1.3M
TWO
371
Two Harbors Investment
TWO
$1.26B
$7.39M 0.06%
143,837
-3,698
-3% -$211K
APD icon
372
Air Products & Chemicals
APD
$65.7B
$7.38M 0.06%
46,111
+8,284
+22% +$1.31M
SRLN icon
373
State Street Blackstone Senior Loan ETF
SRLN
$5.33B
$7.37M 0.06%
164,969
-13,544
-8% -$629K
COR
374
DELISTED
Coresite Realty Corporation
COR
$7.36M 0.06%
84,381
-12,427
-13% -$1.21M
EBS icon
375
Emergent Biosolutions
EBS
$389M
$7.34M 0.06%
123,892
-12,979
-9% -$837K
13 14
15
16 17

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.