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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSCI icon
351
MSCI
MSCI
$41.6B
$9.89M 0.06%
55,747
-6,173
-10% -$1.07M
AFT
352
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$9.88M 0.06%
618,213
+28,278
+5% +$455K
PPLI
353
People Inc
PPLI
$3.28B
$9.87M 0.06%
254,709
+190,390
+296% +$6.18M
LPT
354
DELISTED
Liberty Property Trust
LPT
$9.86M 0.06%
233,476
-73,703
-24% -$3.2M
EOG icon
355
EOG Resources
EOG
$71.5B
$9.74M 0.06%
76,387
+22,891
+43% +$2.78M
LVS icon
356
Las Vegas Sands
LVS
$29.7B
$9.73M 0.06%
163,960
+61,520
+60% +$4.13M
WAT icon
357
Waters Corp
WAT
$39.3B
$9.72M 0.06%
49,927
+22,443
+82% +$4.35M
DGX icon
358
Quest Diagnostics
DGX
$26B
$9.69M 0.06%
89,821
-2,516
-3% -$276K
AXP icon
359
American Express
AXP
$236B
$9.68M 0.06%
90,888
-12,564
-12% -$1.31M
JNPR
360
DELISTED
Juniper Networks
JNPR
$9.64M 0.06%
321,789
+4,846
+2% +$135K
NAD icon
361
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$9.58M 0.06%
749,057
-9,521
-1% -$125K
CUZ icon
362
Cousins Properties
CUZ
$5.06B
$9.56M 0.06%
268,796
-57,549
-18% -$2.14M
BOE icon
363
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$9.55M 0.06%
869,086
+118,076
+16% +$1.31M
NEA icon
364
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$9.52M 0.06%
752,219
-16,622
-2% -$215K
ARCC icon
365
Ares Capital
ARCC
$13.9B
$9.45M 0.06%
549,949
-22,400
-4% -$384K
JSD
366
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$9.45M 0.06%
554,603
-2,048
-0.4% -$34.5K
BKH icon
367
Black Hills Corp
BKH
$5.46B
$9.44M 0.06%
162,556
+1,368
+0.8% +$82.2K
EFR
368
Eaton Vance Senior Floating-Rate Fund
EFR
$315M
$9.42M 0.06%
669,831
+274
+0% +$3.88K
FFIV icon
369
F5
FFIV
$23.4B
$9.38M 0.06%
47,035
+1,685
+4% +$308K
POST icon
370
Post Holdings
POST
$4.04B
$9.37M 0.06%
145,953
+118,191
+426% +$7.25M
AGNC icon
371
AGNC Investment
AGNC
$12.6B
$9.35M 0.06%
501,958
-8,737
-2% -$167K
VIAV icon
372
Viavi Solutions
VIAV
$9.6B
$9.34M 0.06%
823,540
-7,421
-0.9% -$80.1K
KR icon
373
Kroger
KR
$34.7B
$9.34M 0.06%
320,774
-23,136
-7% -$688K
MXIM
374
DELISTED
Maxim Integrated Products
MXIM
$9.32M 0.06%
165,299
+73,914
+81% +$4.46M
MYGN icon
375
Myriad Genetics
MYGN
$301M
$9.28M 0.06%
201,796
-119,080
-37% -$5.29M
13 14
15
16 17

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.