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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CME icon
351
CME Group
CME
$96.1B
$48.6M 0.12%
332,834
-19,971
-6% -$2.84M
CNP icon
352
CenterPoint Energy
CNP
$27.8B
$48.6M 0.12%
1,713,865
-64,947
-4% -$1.89M
GWW icon
353
W.W. Grainger
GWW
$64B
$48.6M 0.12%
205,528
-69,593
-25% -$14.4M
CMS icon
354
CMS Energy
CMS
$22.7B
$48.4M 0.11%
1,022,703
+31,349
+3% +$1.52M
WELL icon
355
Welltower
WELL
$170B
$48.4M 0.11%
758,509
-171,226
-18% -$11.5M
BALL icon
356
Ball Corp
BALL
$17.4B
$48.3M 0.11%
1,275,927
+278,408
+28% +$11.3M
CCI icon
357
Crown Castle
CCI
$33.4B
$48.1M 0.11%
433,754
+51,796
+14% +$5.59M
PRGO icon
358
Perrigo
PRGO
$1.43B
$48.1M 0.11%
552,322
-52,431
-9% -$4.5M
VFC icon
359
VF Corp
VFC
$5.87B
$48.1M 0.11%
689,647
-31,366
-4% -$2.07M
FSLR icon
360
First Solar
FSLR
$22.1B
$47.9M 0.11%
709,841
-178,898
-20% -$10.5M
GD icon
361
General Dynamics
GD
$103B
$47.8M 0.11%
235,175
-50,478
-18% -$10.3M
CF icon
362
CF Industries
CF
$19.3B
$47.7M 0.11%
1,120,388
-36,438
-3% -$1.38M
NSC icon
363
Norfolk Southern
NSC
$75B
$47.6M 0.11%
328,467
+24,082
+8% +$3.23M
DLR icon
364
Digital Realty Trust
DLR
$71.5B
$47.4M 0.11%
415,814
-77,227
-16% -$9.09M
PNW icon
365
Pinnacle West Capital
PNW
$12.3B
$47.3M 0.11%
555,670
+23,725
+4% +$2.09M
DRI icon
366
Darden Restaurants
DRI
$23.7B
$47.3M 0.11%
492,153
-277,624
-36% -$23.4M
ECL icon
367
Ecolab
ECL
$78.6B
$47.2M 0.11%
351,987
+67,075
+24% +$8.92M
XL
368
DELISTED
XL Group Ltd.
XL
$47.2M 0.11%
1,343,195
+135,477
+11% +$5.26M
DVN icon
369
Devon Energy
DVN
$50.9B
$47.2M 0.11%
1,139,686
-113,401
-9% -$4.29M
XRAY icon
370
Dentsply Sirona
XRAY
$2.75B
$47.1M 0.11%
715,814
-9,568
-1% -$608K
GAP
371
The Gap Inc
GAP
$7.34B
$47.1M 0.11%
1,383,099
-282,449
-17% -$8.42M
NWL icon
372
Newell Brands
NWL
$2.18B
$47.1M 0.11%
1,523,735
+838,982
+123% +$28.9M
MON
373
DELISTED
Monsanto Co
MON
$47M 0.11%
402,538
+67,540
+20% +$8.04M
FL
374
DELISTED
Foot Locker
FL
$47M 0.11%
1,002,535
+79,108
+9% +$2.95M
VIAB
375
DELISTED
Viacom Inc. Class B
VIAB
$46.9M 0.11%
1,522,050
+232,150
+18% +$6.3M
13 14
15
16 17

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.