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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMS icon
351
CMS Energy
CMS
$22.7B
$45.9M 0.11%
991,354
+17,741
+2% +$837K
J icon
352
Jacobs Solutions
J
$15.7B
$45.7M 0.11%
948,170
+324
+0% +$14.5K
CPB icon
353
Campbell Soup
CPB
$6.58B
$45.7M 0.11%
975,264
+57,361
+6% +$2.91M
GRMN
354
Garmin
GRMN
$57.4B
$45.6M 0.11%
844,301
-41,422
-5% -$2.14M
PDCO
355
DELISTED
Patterson Companies, Inc.
PDCO
$45.5M 0.11%
1,177,881
+160,195
+16% +$6.39M
UHS icon
356
Universal Health Services
UHS
$9.88B
$45.5M 0.11%
409,938
-21,474
-5% -$2.42M
PPG icon
357
PPG Industries
PPG
$25B
$45.2M 0.11%
416,349
+15,701
+4% +$1.67M
COTY icon
358
Coty
COTY
$2.37B
$45.2M 0.11%
2,733,093
+228,863
+9% +$4.14M
JCI icon
359
Johnson Controls International
JCI
$87.8B
$45.2M 0.11%
1,120,832
+24,715
+2% +$1,000K
RRC icon
360
Range Resources
RRC
$9.24B
$45.1M 0.11%
2,306,979
+720,222
+45% +$13.9M
L icon
361
Loews
L
$23.9B
$45.1M 0.11%
942,081
+14,803
+2% +$704K
PNW icon
362
Pinnacle West Capital
PNW
$12.3B
$45M 0.11%
531,945
-30,902
-5% -$2.71M
AEP icon
363
American Electric Power
AEP
$69.5B
$44.8M 0.11%
637,191
-59,473
-9% -$4.24M
CXO
364
DELISTED
CONCHO RESOURCES INC.
CXO
$44.7M 0.11%
339,521
+26,149
+8% +$3.15M
ORLY icon
365
O'Reilly Automotive
ORLY
$72.4B
$44.6M 0.1%
3,107,010
+209,205
+7% +$2.76M
KMI icon
366
Kinder Morgan
KMI
$70.5B
$44.6M 0.1%
2,325,647
-221,613
-9% -$4.32M
FCX icon
367
Freeport-McMoran
FCX
$91.2B
$44.6M 0.1%
3,176,133
-93,505
-3% -$1.31M
PHM icon
368
Pultegroup
PHM
$24.5B
$44.5M 0.1%
1,629,855
-139,159
-8% -$3.52M
PARA
369
DELISTED
Paramount Global Class B
PARA
$44.4M 0.1%
765,421
+7,186
+0.9% +$454K
HP icon
370
Helmerich & Payne
HP
$3.37B
$44M 0.1%
844,536
+125,667
+17% +$6.22M
EG icon
371
Everest Group
EG
$14.9B
$43.9M 0.1%
192,406
-2,120
-1% -$534K
ALLE icon
372
Allegion
ALLE
$13.4B
$43.9M 0.1%
508,007
-31,413
-6% -$2.54M
EQT icon
373
EQT Corp
EQT
$33B
$43.9M 0.1%
1,236,795
-24,829
-2% -$844K
HAS icon
374
Hasbro
HAS
$13.4B
$43.7M 0.1%
447,458
+25,581
+6% +$2.59M
TXT icon
375
Textron
TXT
$15B
$43.7M 0.1%
810,667
-40,733
-5% -$2.02M
13 14
15
16 17

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.