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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTR icon
351
Ventas
VTR
$48.1B
$40.5M 0.12%
647,327
+57,200
+10% +$3.62M
PDCO
352
DELISTED
Patterson Companies, Inc.
PDCO
$40.3M 0.12%
982,860
+195,782
+25% +$8.45M
ZBH icon
353
Zimmer Biomet
ZBH
$18.7B
$40.3M 0.12%
402,397
+88,092
+28% +$9.44M
AVY icon
354
Avery Dennison
AVY
$13.3B
$40.2M 0.12%
573,027
-106,003
-16% -$7.7M
BHI
355
DELISTED
Baker Hughes
BHI
$40.2M 0.12%
619,289
-73,871
-11% -$4.39M
GWW icon
356
W.W. Grainger
GWW
$65B
$40.2M 0.12%
173,232
+8,225
+5% +$1.83M
ADSK icon
357
Autodesk
ADSK
$51.4B
$40.1M 0.11%
542,280
+2,154
+0.4% +$159K
HWM icon
358
Howmet Aerospace
HWM
$113B
$40M 0.11%
+2,814,709
New +$42.3M
FLR icon
359
Fluor
FLR
$7.03B
$40M 0.11%
760,980
+2,529
+0.3% +$131K
HOLX
360
DELISTED
Hologic
HOLX
$39.9M 0.11%
994,174
-387,910
-28% -$15M
CI icon
361
Cigna
CI
$73.4B
$39.9M 0.11%
298,879
-79,776
-21% -$10.4M
ETN icon
362
Eaton
ETN
$161B
$39.8M 0.11%
593,516
-22,238
-4% -$1.46M
HOG icon
363
Harley-Davidson
HOG
$2.65B
$39.7M 0.11%
680,417
+221,581
+48% +$12.6M
CHK
364
DELISTED
Chesapeake Energy Corporation
CHK
$39.7M 0.11%
28,249
+5,459
+24% +$7.13M
DD
365
DELISTED
Du Pont De Nemours E I
DD
$39.6M 0.11%
539,923
+83,679
+18% +$5.94M
SEE
366
DELISTED
Sealed Air
SEE
$39.3M 0.11%
867,057
+107,434
+14% +$4.94M
GPC icon
367
Genuine Parts
GPC
$17.8B
$39.3M 0.11%
411,103
+42,722
+12% +$4.07M
IVZ icon
368
Invesco
IVZ
$13.2B
$39.1M 0.11%
1,289,126
+213,031
+20% +$6.55M
PCG icon
369
PG&E
PCG
$38.2B
$39M 0.11%
642,104
-77,843
-11% -$4.66M
LH icon
370
Labcorp
LH
$25.2B
$39M 0.11%
353,562
-56,741
-14% -$6.3M
NRG icon
371
NRG Energy
NRG
$28.5B
$38.9M 0.11%
3,176,469
-1,289,449
-29% -$14.8M
D icon
372
Dominion Energy
D
$60.6B
$38.9M 0.11%
507,728
+17,146
+3% +$1.26M
EOG icon
373
EOG Resources
EOG
$77.4B
$38.9M 0.11%
384,626
+59,791
+18% +$5.82M
PVH icon
374
PVH
PVH
$4.11B
$38.7M 0.11%
428,663
+61,746
+17% +$6.5M
CTRA
375
DELISTED
Coterra Energy
CTRA
$38.6M 0.11%
1,650,354
+482,291
+41% +$10.8M
13 14
15
16 17

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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.