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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STJ
351
DELISTED
St Jude Medical
STJ
$34.6M 0.11%
434,185
-44,945
-9% -$3.63M
MSI icon
352
Motorola Solutions
MSI
$72.7B
$34.5M 0.11%
452,819
-44,304
-9% -$3.24M
LNC icon
353
Lincoln National
LNC
$8.82B
$34.5M 0.11%
733,623
-17,070
-2% -$764K
BLK icon
354
Blackrock
BLK
$173B
$34.4M 0.11%
94,876
+4,871
+5% +$1.77M
GS icon
355
Goldman Sachs
GS
$300B
$34.4M 0.11%
213,210
-3,723
-2% -$605K
HSIC icon
356
Henry Schein
HSIC
$9.9B
$34.3M 0.11%
537,147
+67,799
+14% +$4.5M
MNK
357
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$34M 0.11%
487,126
-117,365
-19% -$8.49M
URI icon
358
United Rentals
URI
$69.4B
$34M 0.11%
432,780
+40,192
+10% +$3.08M
HBAN icon
359
Huntington Bancshares
HBAN
$34.9B
$34M 0.11%
3,444,958
+1,093,824
+47% +$10.4M
CINF icon
360
Cincinnati Financial
CINF
$27.1B
$33.9M 0.11%
449,988
-143,950
-24% -$10.9M
PCAR icon
361
PACCAR
PCAR
$69.7B
$33.9M 0.11%
864,009
+34,501
+4% +$1.31M
LNT icon
362
Alliant Energy
LNT
$18.3B
$33.8M 0.11%
881,925
+608,456
+222% +$23.9M
IVZ icon
363
Invesco
IVZ
$13.4B
$33.6M 0.1%
1,076,095
+166,314
+18% +$4.89M
SRE icon
364
Sempra
SRE
$57.4B
$33.6M 0.1%
627,494
-28,642
-4% -$1.56M
L icon
365
Loews
L
$23.8B
$33.6M 0.1%
816,571
-24,928
-3% -$1.02M
SYK icon
366
Stryker
SYK
$130B
$33.2M 0.1%
285,539
+18,352
+7% +$2.14M
CME icon
367
CME Group
CME
$95.4B
$33.2M 0.1%
317,696
-39,632
-11% -$4.14M
ROP icon
368
Roper Technologies
ROP
$38.5B
$33.1M 0.1%
181,629
+6,543
+4% +$1.14M
LEG icon
369
Leggett & Platt
LEG
$1.36B
$33M 0.1%
724,737
+17,636
+2% +$906K
FTI icon
370
TechnipFMC
FTI
$27.1B
$32.8M 0.1%
1,484,053
-156,366
-10% -$3.16M
WAT icon
371
Waters Corp
WAT
$36.9B
$32.7M 0.1%
206,306
-19,284
-9% -$2.98M
XRAY icon
372
Dentsply Sirona
XRAY
$2.77B
$32.5M 0.1%
547,221
+38,698
+8% +$2.38M
ANDV
373
DELISTED
Andeavor
ANDV
$32.5M 0.1%
408,386
+33,204
+9% +$2.56M
SPLS
374
DELISTED
Staples Inc
SPLS
$32.5M 0.1%
3,799,197
+92,416
+2% +$813K
YUM icon
375
Yum! Brands
YUM
$40.8B
$32.5M 0.1%
497,417
-61,529
-11% -$3.93M
13 14
15
16 17

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.