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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.75B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSA icon
351
Public Storage
PSA
$61B
$32.4M 0.1%
152,905
-24,788
-14% -$5.05M
J icon
352
Jacobs Solutions
J
$16.8B
$32.1M 0.1%
1,036,744
-136,830
-12% -$4.58M
CAT icon
353
Caterpillar
CAT
$404B
$32.1M 0.1%
490,532
-29,737
-6% -$2.27M
WY icon
354
Weyerhaeuser
WY
$18.6B
$32M 0.1%
1,171,938
-34,836
-3% -$1.03M
MHFI
355
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$32M 0.1%
370,253
-73,484
-17% -$7.23M
IFF icon
356
International Flavors & Fragrances
IFF
$20.7B
$32M 0.1%
309,430
-40,035
-11% -$4.42M
AXP icon
357
American Express
AXP
$234B
$31.8M 0.1%
428,733
-79,129
-16% -$6.09M
SUI icon
358
Sun Communities
SUI
$15B
$31.8M 0.1%
468,944
-40,999
-8% -$2.73M
VMC icon
359
Vulcan Materials
VMC
$36.9B
$31.7M 0.1%
355,836
+40,500
+13% +$3.77M
SYK icon
360
Stryker
SYK
$129B
$31.7M 0.1%
336,898
-129,406
-28% -$12.8M
AMLP icon
361
Alerian MLP ETF
AMLP
$12.9B
$31.7M 0.1%
507,353
-8,145
-2% -$592K
BSX icon
362
Boston Scientific
BSX
$71.1B
$31.6M 0.1%
1,924,039
-441,558
-19% -$7.55M
ETFC
363
DELISTED
E*Trade Financial Corporation
ETFC
$31.6M 0.1%
1,198,586
+298,949
+33% +$8.29M
MSI icon
364
Motorola Solutions
MSI
$73.5B
$31.5M 0.1%
461,044
-279,944
-38% -$17.7M
CME icon
365
CME Group
CME
$94.4B
$31.3M 0.1%
337,466
-33,059
-9% -$3.14M
UTHR icon
366
United Therapeutics
UTHR
$22B
$31.3M 0.1%
238,138
+5,227
+2% +$838K
BCR
367
DELISTED
CR Bard Inc.
BCR
$31.2M 0.1%
167,210
-83,877
-33% -$15.9M
HP icon
368
Helmerich & Payne
HP
$3.45B
$31.1M 0.1%
658,772
-7,810
-1% -$442K
BLK icon
369
Blackrock
BLK
$175B
$31.1M 0.1%
104,650
-9,373
-8% -$3.02M
AWK icon
370
American Water Works
AWK
$26.6B
$31.1M 0.1%
564,664
+6,247
+1% +$326K
POM
371
DELISTED
PEPCO HOLDINGS, INC.
POM
$31M 0.1%
1,280,341
-36,603
-3% -$931K
ESV
372
DELISTED
Ensco Rowan plc
ESV
$30.9M 0.1%
549,484
+64,293
+13% +$4.43M
NEM icon
373
Newmont
NEM
$103B
$30.9M 0.1%
1,920,633
+219,590
+13% +$3.93M
TDC icon
374
Teradata
TDC
$3.24B
$30.8M 0.09%
1,063,889
-34,583
-3% -$1.11M
TSS
375
DELISTED
Total System Services, Inc.
TSS
$30.6M 0.09%
674,268
-286,583
-30% -$13M
13 14
15
16 17

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.