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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
351
Charles Schwab
SCHW
$184B
$37.1M 0.09%
1,261,831
+58,256
+5% +$1.65M
GEN icon
352
Gen Digital
GEN
$16.9B
$37M 0.09%
1,571,551
-44,769
-3% -$1.07M
OLN icon
353
Olin
OLN
$2.12B
$36.9M 0.09%
1,461,551
+244,962
+20% +$6.52M
GPC icon
354
Genuine Parts
GPC
$17.7B
$36.9M 0.09%
420,617
+2,904
+0.7% +$252K
ADBE icon
355
Adobe
ADBE
$99.9B
$36.9M 0.09%
532,627
+627
+0.1% +$44.4K
ENH
356
DELISTED
Endurance Specialty Holdings Ltd
ENH
$36.8M 0.09%
666,171
-215,796
-24% -$11.9M
DO
357
DELISTED
Diamond Offshore Drilling
DO
$36.7M 0.09%
1,071,047
+253,572
+31% +$11.2M
SEE
358
DELISTED
Sealed Air
SEE
$36.6M 0.09%
1,050,642
+23,648
+2% +$819K
WHR icon
359
Whirlpool
WHR
$2.54B
$36.6M 0.09%
251,593
+14,021
+6% +$2.07M
ALTR
360
DELISTED
Altera Corp
ALTR
$36.6M 0.09%
1,022,766
+118,143
+13% +$4.11M
XLNX
361
DELISTED
Xilinx Inc
XLNX
$36.6M 0.09%
863,225
+221,723
+35% +$9.68M
PBCT
362
DELISTED
People's United Financial Inc
PBCT
$36.5M 0.09%
2,522,066
+214,463
+9% +$3.18M
DLTR icon
363
Dollar Tree
DLTR
$24.9B
$36.4M 0.09%
649,956
+22,473
+4% +$1.24M
DE icon
364
Deere & Co
DE
$163B
$36.4M 0.09%
443,802
+62,153
+16% +$5.31M
WWAV
365
DELISTED
The WhiteWave Foods Company
WWAV
$36.3M 0.09%
999,284
-90,732
-8% -$3.03M
RAI
366
DELISTED
Reynolds American Inc
RAI
$36M 0.09%
1,220,756
-314,186
-20% -$9.14M
MCHP icon
367
Microchip Technology
MCHP
$40.8B
$35.9M 0.09%
1,520,504
+227,958
+18% +$5.45M
ADI icon
368
Analog Devices
ADI
$176B
$35.9M 0.09%
725,144
+133,704
+23% +$6.85M
GNTX icon
369
Gentex
GNTX
$4.99B
$35.8M 0.09%
2,677,276
+4,482
+0.2% +$65.2K
INGR icon
370
Ingredion
INGR
$6.33B
$35.8M 0.09%
472,041
-11,688
-2% -$909K
KIM icon
371
Kimco Realty
KIM
$17.1B
$35.8M 0.09%
1,632,554
+239,944
+17% +$5.5M
ACN icon
372
Accenture
ACN
$101B
$35.7M 0.09%
439,170
+54,519
+14% +$4.37M
AMG icon
373
Affiliated Managers Group
AMG
$10.1B
$35.7M 0.09%
178,069
+131,622
+283% +$26.9M
FISV
374
Fiserv Inc
FISV
$29B
$35.7M 0.09%
1,103,546
+20,212
+2% +$639K
AVGO icon
375
Broadcom
AVGO
$1.87T
$35.6M 0.09%
4,092,640
-217,220
-5% -$1.7M
13 14
15
16 17

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.