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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKX icon
326
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$8.34M 0.07%
812,868
+72,184
+10% +$804K
IVT icon
327
InvenTrust Properties
IVT
$2.59B
$8.32M 0.07%
349,273
+9,741
+3% +$234K
BFK
328
DELISTED
BlackRock Municipal Income Trust
BFK
$8.29M 0.07%
934,565
-28,578
-3% -$277K
ZS icon
329
Zscaler
ZS
$27.3B
$8.29M 0.07%
53,260
+10,778
+25% +$1.62M
GFS icon
330
GlobalFoundries
GFS
$29.6B
$8.27M 0.07%
142,085
+19,809
+16% +$1.18M
MQY icon
331
BlackRock MuniYield Quality Fund
MQY
$817M
$8.15M 0.07%
797,057
+54,181
+7% +$609K
FAST icon
332
Fastenal
FAST
$59.5B
$8.14M 0.07%
297,940
+36,422
+14% +$1.03M
FCPT icon
333
Four Corners Property Trust
FCPT
$2.75B
$8.11M 0.07%
365,325
-11,846
-3% -$298K
ALGN icon
334
Align Technology
ALGN
$12.3B
$8.05M 0.07%
26,371
+2,260
+9% +$781K
FITB
335
Fifth Third Bancorp
FITB
$51.8B
$8.05M 0.07%
317,768
+23,883
+8% +$644K
WBD icon
336
Warner Bros
WBD
$67.1B
$8.04M 0.07%
740,401
+56,974
+8% +$711K
GEHC icon
337
GE HealthCare
GEHC
$32.4B
$7.92M 0.07%
116,381
+18,209
+19% +$1.32M
FOX icon
338
Fox Class B
FOX
$23.9B
$7.89M 0.07%
273,092
-402
-0.1% -$12.3K
MHD icon
339
BlackRock MuniHoldings Fund
MHD
$606M
$7.88M 0.07%
764,761
+59,165
+8% +$669K
LEA icon
340
Lear
LEA
$8.18B
$7.88M 0.07%
58,738
-740
-1% -$107K
DHR icon
341
Danaher
DHR
$144B
$7.88M 0.07%
35,806
-766
-2% -$171K
FDX icon
342
FedEx
FDX
$75.4B
$7.87M 0.07%
29,709
+4,303
+17% +$1.12M
VCV icon
343
Invesco California Value Municipal Income Trust
VCV
$522M
$7.84M 0.07%
929,888
+50,394
+6% +$471K
FRT icon
344
Federal Realty Investment Trust
FRT
$10.3B
$7.81M 0.07%
86,132
+2,743
+3% +$270K
BLW icon
345
BlackRock Limited Duration Income Trust
BLW
$493M
$7.79M 0.07%
605,178
+36,169
+6% +$473K
MTSI icon
346
MACOM Technology Solutions
MTSI
$23.7B
$7.79M 0.07%
95,520
-20,456
-18% -$1.51M
STZ icon
347
Constellation Brands
STZ
$23.2B
$7.74M 0.07%
30,778
-11,603
-27% -$3.03M
PGTI
348
DELISTED
PGT, Inc.
PGTI
$7.73M 0.07%
278,701
-87
-0% -$2.4K
RF icon
349
Regions Financial
RF
$26.8B
$7.73M 0.07%
449,518
+122,634
+38% +$2.32M
HEES
350
DELISTED
H&E Equipment Services
HEES
$7.73M 0.07%
179,010
-65,649
-27% -$2.99M
12 13
14
15 16

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.