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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTAP icon
326
NetApp
NTAP
$37.2B
$13M 0.07%
141,473
+29,132
+26% +$2.63M
JD icon
327
JD.com
JD
$44.5B
$13M 0.07%
184,858
+3,105
+2% +$246K
WST icon
328
West Pharmaceutical
WST
$24.9B
$12.9M 0.07%
27,531
+12,382
+82% +$5.33M
HSIC icon
329
Henry Schein
HSIC
$9.82B
$12.9M 0.07%
166,268
+11,725
+8% +$896K
MCO icon
330
Moody's
MCO
$82.7B
$12.9M 0.07%
32,928
+7,227
+28% +$2.79M
EHC icon
331
Encompass Health
EHC
$12.4B
$12.8M 0.07%
247,342
+8,910
+4% +$460K
MQY icon
332
BlackRock MuniYield Quality Fund
MQY
$817M
$12.8M 0.07%
792,447
-369,531
-32% -$5.99M
ATO icon
333
Atmos Energy
ATO
$28.8B
$12.7M 0.07%
121,569
+23,247
+24% +$2.2M
COP icon
334
ConocoPhillips
COP
$141B
$12.7M 0.07%
176,036
-62,261
-26% -$4.54M
CI icon
335
Cigna
CI
$74.6B
$12.7M 0.07%
55,279
+8,575
+18% +$1.82M
EMLC icon
336
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$12.7M 0.07%
443,385
+3,720
+0.8% +$108K
NUE icon
337
Nucor
NUE
$62.1B
$12.7M 0.07%
110,928
+22,728
+26% +$2.48M
AFL icon
338
Aflac
AFL
$63.4B
$12.6M 0.07%
216,302
-52,036
-19% -$2.92M
RVTY icon
339
Revvity
RVTY
$12.8B
$12.6M 0.07%
62,589
+5,805
+10% +$1.05M
SGEN
340
DELISTED
Seagen Inc. Common Stock
SGEN
$12.6M 0.07%
81,316
+7,026
+9% +$1.18M
ETB
341
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$12.5M 0.07%
731,915
+2,508
+0.3% +$41.6K
VAC icon
342
Marriott Vacations Worldwide
VAC
$4.24B
$12.5M 0.07%
73,990
+26,413
+56% +$4.24M
ACC
343
DELISTED
American Campus Communities, Inc.
ACC
$12.4M 0.06%
216,295
-56,520
-21% -$3.02M
BX icon
344
Blackstone
BX
$110B
$12.4M 0.06%
95,756
+41,744
+77% +$5.57M
CHY
345
Calamos Convertible and High Income Fund
CHY
$1.06B
$12.4M 0.06%
765,464
+81,204
+12% +$1.32M
MO icon
346
Altria Group
MO
$114B
$12.4M 0.06%
261,049
+28,712
+12% +$1.32M
ETW
347
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$12.3M 0.06%
1,103,155
+25,912
+2% +$285K
XEL icon
348
Xcel Energy
XEL
$48.8B
$12.3M 0.06%
181,985
+15,155
+9% +$988K
HCA icon
349
HCA Healthcare
HCA
$89.5B
$12.3M 0.06%
47,792
-8,030
-14% -$1.96M
JNK icon
350
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$12.3M 0.06%
113,003
-192
-0.2% -$20.8K
12 13
14
15 16

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.