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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSM icon
326
MSC Industrial Direct
MSM
$6.86B
$11.1M 0.07%
123,493
+9,325
+8% +$794K
WDC icon
327
Western Digital
WDC
$150B
$11.1M 0.07%
220,131
-21,891
-9% -$1.02M
INFN
328
DELISTED
Infinera Corporation Common Stock
INFN
$11.1M 0.07%
1,151,966
-311,031
-21% -$3.05M
CME icon
329
CME Group
CME
$94.8B
$11.1M 0.07%
54,313
-2,925
-5% -$576K
NIE
330
Virtus Equity & Convertible Income Fund
NIE
$732M
$11.1M 0.07%
395,503
-28,817
-7% -$819K
SHY icon
331
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$11.1M 0.07%
128,249
-5,722
-4% -$494K
CCD
332
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$11M 0.07%
344,092
-39,664
-10% -$1.23M
ALK icon
333
Alaska Air
ALK
$5.58B
$11M 0.07%
158,817
-5,816
-4% -$350K
HPP
334
Hudson Pacific Properties
HPP
$779M
$11M 0.07%
57,885
+56,308
+3,571% +$10.1M
HST icon
335
Host Hotels & Resorts
HST
$16B
$10.9M 0.07%
649,656
+194,144
+43% +$3.03M
DAL icon
336
Delta Air Lines
DAL
$60.1B
$10.9M 0.07%
226,108
-30,044
-12% -$1.33M
FDX icon
337
FedEx
FDX
$75.4B
$10.9M 0.07%
38,386
+8,321
+28% +$2.14M
J icon
338
Jacobs Solutions
J
$17B
$10.9M 0.07%
101,880
-1,696
-2% -$162K
DTE icon
339
DTE Energy
DTE
$29.1B
$10.8M 0.07%
95,506
-917
-1% -$96.3K
NKX icon
340
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$10.8M 0.07%
696,192
+1,330
+0.2% +$20.5K
COLD icon
341
Americold
COLD
$4.27B
$10.7M 0.07%
277,985
+179,463
+182% +$6.45M
BOKF icon
342
BOK Financial
BOKF
$8.74B
$10.7M 0.07%
119,632
– –
FRC
343
DELISTED
First Republic Bank
FRC
$10.6M 0.07%
63,749
-8,956
-12% -$1.45M
DLTR icon
344
Dollar Tree
DLTR
$25.2B
$10.6M 0.07%
92,836
-13,355
-13% -$1.43M
VMI icon
345
Valmont Industries
VMI
$9.53B
$10.6M 0.07%
44,712
-16,411
-27% -$3.64M
PVH icon
346
PVH
PVH
$4.04B
$10.6M 0.07%
100,439
+1,311
+1% +$130K
FAST icon
347
Fastenal
FAST
$59.5B
$10.6M 0.07%
421,426
+120,648
+40% +$2.89M
SABR icon
348
Sabre
SABR
$835M
$10.6M 0.07%
712,891
-61,987
-8% -$840K
PTEN icon
349
Patterson-UTI
PTEN
$3.76B
$10.5M 0.07%
1,478,874
+724,252
+96% +$5.1M
CDW icon
350
CDW
CDW
$17B
$10.5M 0.07%
63,312
-12,598
-17% -$1.88M
12 13
14
15 16

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.