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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIW icon
326
Highwoods Properties
HIW
$3.47B
$8.7M 0.06%
259,014
+35,600
+16% +$1.31M
SNV
327
DELISTED
Synovus
SNV
$8.69M 0.06%
410,464
+334,366
+439% +$6.97M
KR icon
328
Kroger
KR
$34.8B
$8.68M 0.06%
255,927
-4,264
-2% -$147K
SBRA icon
329
Sabra Healthcare REIT
SBRA
$5.37B
$8.66M 0.06%
628,291
+40,046
+7% +$588K
FRC
330
DELISTED
First Republic Bank
FRC
$8.64M 0.06%
79,258
+15,111
+24% +$1.68M
BEN icon
331
Franklin Resources
BEN
$17.2B
$8.62M 0.06%
423,453
+7,233
+2% +$152K
AEP icon
332
American Electric Power
AEP
$68.4B
$8.59M 0.06%
105,080
-3,544
-3% -$292K
ALGN icon
333
Align Technology
ALGN
$12.3B
$8.5M 0.06%
25,954
-2,419
-9% -$738K
AEM icon
334
Agnico Eagle Mines
AEM
$90.5B
$8.48M 0.06%
106,552
-11,991
-10% -$917K
SRLN icon
335
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$8.45M 0.06%
188,852
+16,840
+10% +$747K
DAL icon
336
Delta Air Lines
DAL
$60.1B
$8.39M 0.06%
274,441
-17,990
-6% -$519K
MCK icon
337
McKesson
MCK
$101B
$8.39M 0.06%
56,345
-2,306
-4% -$350K
XLNX
338
DELISTED
Xilinx Inc
XLNX
$8.38M 0.06%
80,362
-15,300
-16% -$1.57M
NTES icon
339
NetEase
NTES
$84.7B
$8.37M 0.06%
92,040
-5,170
-5% -$486K
BIDU icon
340
Baidu
BIDU
$37.2B
$8.33M 0.06%
65,775
-616
-0.9% -$76.3K
AXS icon
341
AXIS Capital
AXS
$7.55B
$8.31M 0.06%
188,763
-6,427
-3% -$280K
FNV icon
342
Franco-Nevada
FNV
$46B
$8.26M 0.06%
59,187
-763
-1% -$113K
BMRN icon
343
BioMarin Pharmaceuticals
BMRN
$12.4B
$8.24M 0.06%
108,330
-4,605
-4% -$466K
HUM icon
344
Humana
HUM
$46.2B
$8.23M 0.06%
19,877
-400
-2% -$161K
ANSS
345
DELISTED
Ansys
ANSS
$8.22M 0.06%
25,132
-669
-3% -$210K
ASH icon
346
Ashland
ASH
$3.5B
$8.2M 0.06%
115,649
+1,179
+1% +$87.4K
WPM icon
347
Wheaton Precious Metals
WPM
$60.9B
$8.18M 0.06%
166,626
-14,159
-8% -$722K
BDX icon
348
Becton Dickinson
BDX
$48.2B
$8.17M 0.06%
35,996
-12,599
-26% -$3.1M
CII icon
349
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$8.17M 0.06%
528,248
-6,793
-1% -$104K
MSCI icon
350
MSCI
MSCI
$40.9B
$8.16M 0.06%
22,865
+2,956
+15% +$1.07M
12 13
14
15 16

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.