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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNFP icon
326
Pinnacle Financial Partners Inc
PNFP
$16.5B
$9.85M 0.07%
153,851
+26,735
+21% +$1.61M
VICI icon
327
VICI Properties
VICI
$29.3B
$9.84M 0.07%
385,235
+240,504
+166% +$5.82M
ETV
328
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$9.82M 0.07%
656,608
-4,348
-0.7% -$64.9K
DXCM icon
329
DexCom
DXCM
$32.8B
$9.81M 0.07%
179,400
+23,076
+15% +$1.09M
NOC icon
330
Northrop Grumman
NOC
$78.4B
$9.79M 0.07%
28,452
+14,291
+101% +$5.03M
HON icon
331
Honeywell
HON
$78.9B
$9.69M 0.07%
58,100
+246
+0.4% +$40.2K
PFG icon
332
Principal Financial Group
PFG
$24.7B
$9.69M 0.07%
176,212
-76,760
-30% -$4.2M
SPTL icon
333
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$9.62M 0.07%
247,357
-5,273
-2% -$211K
MLM icon
334
Martin Marietta Materials
MLM
$33.4B
$9.54M 0.07%
34,128
+26,689
+359% +$7.12M
SCHW
335
Charles Schwab
SCHW
$185B
$9.51M 0.07%
199,977
-33,810
-14% -$1.49M
MXIM
336
DELISTED
Maxim Integrated Products
MXIM
$9.5M 0.07%
154,514
+13,490
+10% +$786K
GPK icon
337
Graphic Packaging
GPK
$3.52B
$9.49M 0.07%
569,777
+7,123
+1% +$113K
VRSN icon
338
VeriSign
VRSN
$27B
$9.46M 0.07%
49,097
-6,562
-12% -$1.23M
EVRG icon
339
Evergy
EVRG
$19.3B
$9.43M 0.07%
144,860
+48,534
+50% +$3.1M
AMLP icon
340
Alerian MLP ETF
AMLP
$12.9B
$9.4M 0.07%
221,302
-19,816
-8% -$832K
UTF icon
341
Cohen & Steers Infrastructure Fund
UTF
$3.08B
$9.4M 0.07%
358,720
+116,480
+48% +$3.06M
LQD icon
342
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$9.39M 0.07%
73,360
-714,221
-91% -$90.9M
MAA icon
343
Mid-America Apartment Communities
MAA
$15.5B
$9.38M 0.07%
71,145
+30,907
+77% +$4.14M
COR
344
DELISTED
Coresite Realty Corporation
COR
$9.36M 0.07%
83,508
-1,223
-1% -$141K
BGB
345
Blackstone Strategic Credit 2027 Term Fund
BGB
$501M
$9.35M 0.07%
650,359
-51,463
-7% -$726K
TAP icon
346
Molson Coors Class B
TAP
$7.93B
$9.29M 0.07%
172,333
+30,995
+22% +$1.67M
VFC icon
347
VF Corp
VFC
$5.99B
$9.25M 0.07%
92,839
-24,662
-21% -$2.21M
FRC
348
DELISTED
First Republic Bank
FRC
$9.25M 0.07%
78,777
+18,819
+31% +$2.03M
VMI icon
349
Valmont Industries
VMI
$9.72B
$9.25M 0.07%
61,748
+14,148
+30% +$2M
WU icon
350
Western Union
WU
$2.28B
$9.23M 0.07%
344,645
-16,823
-5% -$436K
12 13
14
15 16

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.