We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
326
American Express
AXP
$234B
$9.67M 0.08%
81,759
+13,842
+20% +$1.7M
IDXX icon
327
Idexx Laboratories
IDXX
$46.4B
$9.61M 0.08%
35,348
+10,020
+40% +$2.79M
AMH icon
328
American Homes 4 Rent
AMH
$12.4B
$9.55M 0.08%
368,767
-46,039
-11% -$1.15M
UAL icon
329
United Airlines
UAL
$43B
$9.55M 0.08%
107,969
-4,906
-4% -$434K
SRE icon
330
Sempra
SRE
$56.6B
$9.53M 0.08%
129,104
-12,082
-9% -$846K
AVY icon
331
Avery Dennison
AVY
$13.3B
$9.45M 0.08%
83,170
-2,224
-3% -$254K
CHI
332
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$9.37M 0.07%
900,026
+34,481
+4% +$364K
NKE icon
333
Nike
NKE
$61.6B
$9.32M 0.07%
99,182
+1,689
+2% +$145K
USCR
334
DELISTED
U S Concrete, Inc.
USCR
$9.3M 0.07%
168,318
+4,621
+3% +$216K
HSY icon
335
Hershey
HSY
$36B
$9.3M 0.07%
60,029
-352
-0.6% -$53.2K
RF icon
336
Regions Financial
RF
$27.3B
$9.3M 0.07%
587,565
+210,699
+56% +$3.18M
AVA icon
337
Avista
AVA
$3.28B
$9.28M 0.07%
191,466
+17,250
+10% +$801K
AFT
338
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$9.25M 0.07%
623,903
+44,487
+8% +$660K
HON icon
339
Honeywell
HON
$78.9B
$9.23M 0.07%
57,854
+23,903
+70% +$3.8M
SWX icon
340
Southwest Gas
SWX
$6.44B
$9.21M 0.07%
101,109
+13,022
+15% +$1.17M
ECL icon
341
Ecolab
ECL
$79.7B
$9.19M 0.07%
46,391
+3,666
+9% +$735K
B
342
Barrick Mining
B
$64B
$9.18M 0.07%
529,772
-141,484
-21% -$2.5M
MSCI icon
343
MSCI
MSCI
$41.5B
$9.14M 0.07%
41,975
+2,371
+6% +$549K
HCA icon
344
HCA Healthcare
HCA
$86.8B
$9.14M 0.07%
75,886
+7,893
+12% +$1.02M
HUM icon
345
Humana
HUM
$43.5B
$9.12M 0.07%
35,671
-4,964
-12% -$1.39M
ASH icon
346
Ashland
ASH
$3.31B
$9.12M 0.07%
118,315
+967
+0.8% +$73.4K
VTRS icon
347
Viatris
VTRS
$20.6B
$9.07M 0.07%
458,426
+161,657
+54% +$3.17M
SCI icon
348
Service Corp International
SCI
$11.7B
$9.06M 0.07%
189,606
+10,363
+6% +$486K
A icon
349
Agilent Technologies
A
$39.3B
$9.03M 0.07%
117,898
+38,917
+49% +$2.81M
AEE icon
350
Ameren
AEE
$30.3B
$9M 0.07%
112,394
-10,679
-9% -$820K
12 13
14
15 16

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.