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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTV icon
326
Fortive
FTV
$18B
$50.6M 0.12%
1,108,370
+50,508
+5% +$2.31M
WEC icon
327
WEC Energy
WEC
$36.3B
$50.5M 0.12%
760,428
+10,929
+1% +$733K
BABA icon
328
Alibaba
BABA
$276B
$50.5M 0.12%
292,940
+2,712
+0.9% +$486K
BAX icon
329
Baxter International
BAX
$12.8B
$50.5M 0.12%
781,380
+29,668
+4% +$1.91M
JCI icon
330
Johnson Controls International
JCI
$85.1B
$50.3M 0.12%
1,318,704
+197,872
+18% +$7.73M
RHI icon
331
Robert Half
RHI
$4.11B
$50.2M 0.12%
903,686
-127,928
-12% -$6.81M
ELV icon
332
Elevance Health
ELV
$81.5B
$50.2M 0.12%
222,984
-142,707
-39% -$30.4M
TJX icon
333
TJX Companies
TJX
$179B
$50.1M 0.12%
1,311,618
+63,654
+5% +$2.31M
CINF icon
334
Cincinnati Financial
CINF
$27.8B
$49.7M 0.12%
663,458
+113,841
+21% +$8.47M
DGX icon
335
Quest Diagnostics
DGX
$26B
$49.7M 0.12%
504,765
+11,654
+2% +$1.1M
PCG icon
336
PG&E
PCG
$39B
$49.7M 0.12%
1,108,489
+321,728
+41% +$18M
CPRI icon
337
Capri Holdings
CPRI
$1.82B
$49.7M 0.12%
789,072
-380,321
-33% -$20.8M
NKE icon
338
Nike
NKE
$64.1B
$49.6M 0.12%
793,393
-258
-0% -$14.8K
PWR icon
339
Quanta Services
PWR
$84.2B
$49.5M 0.12%
1,266,735
-435,906
-26% -$16.4M
LEG icon
340
Leggett & Platt
LEG
$1.4B
$49.5M 0.12%
1,037,218
-2,491
-0.2% -$118K
WMB icon
341
Williams Companies
WMB
$85.8B
$49.4M 0.12%
1,620,691
+217,597
+16% +$6.33M
PPG icon
342
PPG Industries
PPG
$24.9B
$49.2M 0.12%
421,588
+5,239
+1% +$604K
WYNN icon
343
Wynn Resorts
WYNN
$10.3B
$49.2M 0.12%
291,578
+70,803
+32% +$10.9M
ETR icon
344
Entergy
ETR
$50.3B
$49.1M 0.12%
1,206,566
-423,716
-26% -$17.7M
PEG icon
345
Public Service Enterprise Group
PEG
$38.7B
$49M 0.12%
950,872
-245,577
-21% -$12.4M
HP icon
346
Helmerich & Payne
HP
$3.34B
$48.8M 0.12%
755,588
-88,948
-11% -$4.99M
IFF icon
347
International Flavors & Fragrances
IFF
$20.3B
$48.8M 0.12%
319,995
+36,919
+13% +$5.55M
RSG icon
348
Republic Services
RSG
$67.4B
$48.7M 0.12%
720,990
-151,769
-17% -$9.78M
COP icon
349
ConocoPhillips
COP
$144B
$48.7M 0.12%
886,563
-55,708
-6% -$2.87M
EMN icon
350
Eastman Chemical
EMN
$7.69B
$48.6M 0.12%
525,006
+16,770
+3% +$1.52M
12 13
14
15 16

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.