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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBHT icon
326
JB Hunt Transport Services
JBHT
$25.9B
$47.8M 0.11%
429,904
-60,281
-12% -$5.83M
CHD icon
327
Church & Dwight Co
CHD
$23.7B
$47.7M 0.11%
984,292
+18,960
+2% +$963K
EMR icon
328
Emerson Electric
EMR
$81.6B
$47.7M 0.11%
758,438
-88,383
-10% -$5.33M
XL
329
DELISTED
XL Group Ltd.
XL
$47.6M 0.11%
1,207,718
+22,338
+2% +$954K
DRE
330
DELISTED
Duke Realty Corp.
DRE
$47.3M 0.11%
1,639,956
+1,292,333
+372% +$37.2M
HAL icon
331
Halliburton
HAL
$26.1B
$47.2M 0.11%
1,026,276
+104,037
+11% +$4.36M
FTV icon
332
Fortive
FTV
$18B
$47.2M 0.11%
1,057,862
-53,206
-5% -$2.21M
KSS icon
333
Kohl's
KSS
$2.16B
$47.2M 0.11%
1,033,607
-89,958
-8% -$3.69M
BAX icon
334
Baxter International
BAX
$12.8B
$47.2M 0.11%
751,712
-14,578
-2% -$901K
COP icon
335
ConocoPhillips
COP
$144B
$47.2M 0.11%
942,271
+33,020
+4% +$1.48M
K
336
DELISTED
Kellanova
K
$47.1M 0.11%
804,152
+32,095
+4% +$2.03M
EXR icon
337
Extra Space Storage
EXR
$32.3B
$47.1M 0.11%
588,794
+5,797
+1% +$451K
WEC icon
338
WEC Energy
WEC
$36.3B
$47.1M 0.11%
749,499
-82,665
-10% -$5.27M
APD icon
339
Air Products & Chemicals
APD
$65.5B
$47M 0.11%
310,974
+1,410
+0.5% +$207K
GGP
340
DELISTED
GGP Inc.
GGP
$47M 0.11%
2,261,423
+154,260
+7% +$3.38M
ZBH icon
341
Zimmer Biomet
ZBH
$18.8B
$46.8M 0.11%
411,541
+28,445
+7% +$3.28M
NAVI icon
342
Navient
NAVI
$819M
$46.5M 0.11%
3,095,472
+321,659
+12% +$4.69M
WM icon
343
Waste Management
WM
$95B
$46.5M 0.11%
593,495
-59,131
-9% -$4.49M
DGX icon
344
Quest Diagnostics
DGX
$26B
$46.2M 0.11%
493,111
-83,687
-15% -$8.88M
SPG icon
345
Simon Property Group
SPG
$76.4B
$46.1M 0.11%
286,049
-5,492
-2% -$877K
TJX icon
346
TJX Companies
TJX
$179B
$46M 0.11%
1,247,964
-41,626
-3% -$1.48M
DVN icon
347
Devon Energy
DVN
$51.3B
$46M 0.11%
1,253,087
+149,477
+14% +$4.84M
EMN icon
348
Eastman Chemical
EMN
$7.69B
$46M 0.11%
508,236
-4,739
-0.9% -$403K
XEL icon
349
Xcel Energy
XEL
$49.2B
$46M 0.11%
971,485
-111,376
-10% -$5.34M
AIG icon
350
American International
AIG
$42.5B
$45.9M 0.11%
748,146
-20,234
-3% -$1.26M
12 13
14
15 16

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.