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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MON
326
DELISTED
Monsanto Co
MON
$42.6M 0.12%
404,799
+58,073
+17% +$5.95M
APA icon
327
APA Corp
APA
$13.2B
$42.5M 0.12%
670,122
+67,153
+11% +$4.23M
LEN icon
328
Lennar Class A
LEN
$19.8B
$42.5M 0.12%
1,040,360
-75,063
-7% -$3.04M
L icon
329
Loews
L
$23.9B
$42.4M 0.12%
906,416
+89,845
+11% +$3.94M
CNP icon
330
CenterPoint Energy
CNP
$27.7B
$42.3M 0.12%
1,717,243
-111,215
-6% -$2.6M
UHS icon
331
Universal Health Services
UHS
$10.2B
$42.3M 0.12%
397,289
+49,166
+14% +$5.82M
MJN
332
DELISTED
Mead Johnson Nutrition Company
MJN
$42.1M 0.12%
595,587
-5,740
-1% -$428K
NAVI icon
333
Navient
NAVI
$789M
$42.1M 0.12%
2,561,558
-3,729
-0.1% -$58K
PXD
334
DELISTED
Pioneer Natural Resource Co.
PXD
$42.1M 0.12%
233,625
-33,840
-13% -$6.2M
VFC icon
335
VF Corp
VFC
$5.63B
$42M 0.12%
836,760
+116,512
+16% +$6.04M
M icon
336
Macy's
M
$6.53B
$41.9M 0.12%
1,170,425
+166,543
+17% +$6.48M
PPG icon
337
PPG Industries
PPG
$24.6B
$41.8M 0.12%
441,471
+64,681
+17% +$6.17M
SNA icon
338
Snap-on
SNA
$21.2B
$41.8M 0.12%
243,859
-27,050
-10% -$4.4M
EXR icon
339
Extra Space Storage
EXR
$31.3B
$41.7M 0.12%
539,869
-27,409
-5% -$2.02M
LEG icon
340
Leggett & Platt
LEG
$1.34B
$41.5M 0.12%
849,482
+124,745
+17% +$5.93M
SHW icon
341
Sherwin-Williams
SHW
$82.7B
$41.3M 0.12%
461,604
-16,479
-3% -$1.46M
FTI icon
342
TechnipFMC
FTI
$28.1B
$41.3M 0.12%
1,560,715
+76,662
+5% +$1.92M
GPN icon
343
Global Payments
GPN
$23B
$41.2M 0.12%
593,684
-179,948
-23% -$12.9M
COTY icon
344
Coty
COTY
$2.42B
$41.1M 0.12%
2,246,766
+1,896,701
+542% +$39.2M
J icon
345
Jacobs Solutions
J
$15.9B
$41.1M 0.12%
871,591
-171,698
-16% -$7.91M
BAX icon
346
Baxter International
BAX
$13.5B
$41M 0.12%
925,244
+91,730
+11% +$4.24M
XEL icon
347
Xcel Energy
XEL
$48.8B
$41M 0.12%
1,007,305
+43,033
+4% +$1.72M
APD icon
348
Air Products & Chemicals
APD
$65.7B
$40.8M 0.12%
283,998
+32,798
+13% +$4.59M
CINF icon
349
Cincinnati Financial
CINF
$27.3B
$40.7M 0.12%
536,946
+86,958
+19% +$6.47M
NTAP icon
350
NetApp
NTAP
$35B
$40.5M 0.12%
1,147,592
+92,633
+9% +$3.24M
12 13
14
15 16

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CII
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.