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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOS icon
326
The Mosaic Company
MOS
$7.03B
$36.9M 0.11%
1,508,081
+74,051
+5% +$2.02M
AN icon
327
AutoNation
AN
$7.11B
$36.8M 0.11%
755,215
-56,699
-7% -$2.79M
RTN
328
DELISTED
Raytheon Company
RTN
$36.6M 0.11%
269,166
+17,578
+7% +$2.44M
TDC icon
329
Teradata
TDC
$2.92B
$36.5M 0.11%
1,177,906
-2,731
-0.2% -$81.3K
UDR icon
330
UDR
UDR
$12.3B
$36.5M 0.11%
1,012,981
-43,109
-4% -$1.57M
NI icon
331
NiSource
NI
$21.3B
$36.4M 0.11%
1,511,709
-15,377
-1% -$385K
D icon
332
Dominion Energy
D
$60.8B
$36.4M 0.11%
490,582
-106,473
-18% -$8.11M
VAR
333
DELISTED
Varian Medical Systems, Inc.
VAR
$36.2M 0.11%
414,722
-38,186
-8% -$3.11M
PDCO
334
DELISTED
Patterson Companies, Inc.
PDCO
$36.2M 0.11%
787,078
+66,505
+9% +$3.15M
CMS icon
335
CMS Energy
CMS
$22.6B
$36M 0.11%
857,490
-36,841
-4% -$1.61M
ABT icon
336
Abbott
ABT
$183B
$35.8M 0.11%
846,979
-40,259
-5% -$1.73M
COP icon
337
ConocoPhillips
COP
$147B
$35.7M 0.11%
822,153
-30,975
-4% -$1.29M
WMB icon
338
Williams Companies
WMB
$87.5B
$35.7M 0.11%
1,161,165
-259,700
-18% -$6.89M
TEL icon
339
TE Connectivity
TEL
$59.6B
$35.7M 0.11%
553,971
+39,532
+8% +$2.42M
MON
340
DELISTED
Monsanto Co
MON
$35.4M 0.11%
346,726
+19,800
+6% +$2.08M
STI
341
DELISTED
SunTrust Banks, Inc.
STI
$35.4M 0.11%
808,488
+108,860
+16% +$4.66M
RTX icon
342
RTX Corp
RTX
$290B
$35.4M 0.11%
553,438
+8,626
+2% +$572K
CBRE icon
343
CBRE Group
CBRE
$42.5B
$35.3M 0.11%
1,263,308
-273,744
-18% -$7.81M
VIAB
344
DELISTED
Viacom Inc. Class B
VIAB
$35.3M 0.11%
927,271
+86,230
+10% +$3.57M
MHK icon
345
Mohawk Industries
MHK
$7.5B
$35.2M 0.11%
175,500
-2,706
-2% -$556K
AAP icon
346
Advance Auto Parts
AAP
$3.35B
$35M 0.11%
235,044
+1,084
+0.5% +$173K
BHI
347
DELISTED
Baker Hughes
BHI
$35M 0.11%
693,160
-58,411
-8% -$2.81M
APD icon
348
Air Products & Chemicals
APD
$65.7B
$34.9M 0.11%
251,200
+17,135
+7% +$2.38M
SEE
349
DELISTED
Sealed Air
SEE
$34.8M 0.11%
759,623
+55,198
+8% +$2.6M
COF icon
350
Capital One
COF
$128B
$34.7M 0.11%
482,568
-15,427
-3% -$1.06M
12 13
14
15 16

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.