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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.75B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHP icon
326
Microchip Technology
MCHP
$40.3B
$34.3M 0.11%
1,591,566
-410,988
-21% -$8.86M
ALTR
327
DELISTED
Altera Corp
ALTR
$34.1M 0.1%
680,363
-220,959
-25% -$11M
NOV icon
328
NOV
NOV
$6.93B
$34M 0.1%
904,303
-132,546
-13% -$5.42M
CPRI icon
329
Capri Holdings
CPRI
$1.83B
$33.9M 0.1%
801,744
-54,494
-6% -$2.31M
GT icon
330
Goodyear
GT
$2B
$33.9M 0.1%
1,154,610
-154,697
-12% -$4.64M
GLW icon
331
Corning
GLW
$119B
$33.8M 0.1%
1,973,583
-378,402
-16% -$6.81M
GPC icon
332
Genuine Parts
GPC
$17.1B
$33.7M 0.1%
406,120
-86,988
-18% -$7.49M
MRSH
333
Marsh
MRSH
$90.5B
$33.6M 0.1%
643,996
+14,717
+2% +$822K
RIG icon
334
Transocean
RIG
$5.7B
$33.6M 0.1%
2,601,696
-169,656
-6% -$2.36M
UPS icon
335
United Parcel Service
UPS
$90.8B
$33.5M 0.1%
339,774
-9,591
-3% -$947K
SPLS
336
DELISTED
Staples Inc
SPLS
$33.5M 0.1%
2,858,664
-427,028
-13% -$6.01M
JBLU icon
337
JetBlue
JBLU
$2.28B
$33.5M 0.1%
1,299,323
-34,686
-3% -$817K
JEF icon
338
Jefferies Financial Group
JEF
$12.6B
$33.4M 0.1%
1,839,346
-131,173
-7% -$2.63M
URI icon
339
United Rentals
URI
$69.5B
$33.3M 0.1%
555,046
+9,812
+2% +$681K
NTAP icon
340
NetApp
NTAP
$35B
$33.3M 0.1%
1,124,599
-310,160
-22% -$9.57M
CCEP icon
341
Coca-Cola Europacific Partners
CCEP
$48.3B
$33.2M 0.1%
687,442
-274,197
-29% -$13.3M
JWN
342
DELISTED
Nordstrom
JWN
$33.2M 0.1%
462,772
-65,326
-12% -$4.92M
CCI icon
343
Crown Castle
CCI
$33.3B
$32.9M 0.1%
417,219
-127,136
-23% -$10.3M
KMI icon
344
Kinder Morgan
KMI
$71.7B
$32.8M 0.1%
1,186,385
-487,862
-29% -$16.2M
LNC icon
345
Lincoln National
LNC
$8.73B
$32.6M 0.1%
687,601
-62,095
-8% -$3.33M
XRAY icon
346
Dentsply Sirona
XRAY
$2.83B
$32.6M 0.1%
645,286
-159,573
-20% -$8.5M
EQT icon
347
EQT Corp
EQT
$33.3B
$32.6M 0.1%
924,867
+147,926
+19% +$6.03M
STJ
348
DELISTED
St Jude Medical
STJ
$32.5M 0.1%
514,674
-63,913
-11% -$4.56M
YUM icon
349
Yum! Brands
YUM
$40.6B
$32.4M 0.1%
564,270
-34,832
-6% -$2.11M
AFL icon
350
Aflac
AFL
$64.9B
$32.4M 0.1%
1,115,094
-115,092
-9% -$3.48M
12 13
14
15 16

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.