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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUR icon
326
Murphy Oil
MUR
$5.7B
$41.7M 0.1%
825,179
+4,072
+0.5% +$209K
HSP
327
DELISTED
HOSPIRA INC
HSP
$41.6M 0.1%
679,874
+178,945
+36% +$10.1M
JEF icon
328
Jefferies Financial Group
JEF
$12.6B
$41.6M 0.1%
2,073,487
+1,175,895
+131% +$24.3M
TNL icon
329
Travel + Leisure Co
TNL
$4.66B
$41.6M 0.1%
1,073,369
-5,493
-0.5% -$199K
CRM icon
330
Salesforce
CRM
$151B
$41.5M 0.1%
700,280
-104,435
-13% -$6.16M
MXWL
331
DELISTED
Maxwell Technologies Inc
MXWL
$41.3M 0.1%
4,530,177
-223,402
-5% -$2.18M
USB icon
332
US Bancorp
USB
$98.2B
$41.2M 0.1%
916,798
+109,004
+13% +$4.69M
MS icon
333
Morgan Stanley
MS
$331B
$41.1M 0.1%
1,059,099
-28,039
-3% -$997K
WFM
334
DELISTED
Whole Foods Market Inc
WFM
$41M 0.1%
813,805
+8,931
+1% +$393K
XYL icon
335
Xylem
XYL
$27.3B
$41M 0.1%
1,077,456
+105,999
+11% +$3.88M
WU icon
336
Western Union
WU
$1.98B
$41M 0.1%
2,287,044
+183,782
+9% +$3.19M
GS icon
337
Goldman Sachs
GS
$300B
$40.9M 0.1%
211,174
-23,464
-10% -$4.41M
ZBH icon
338
Zimmer Biomet
ZBH
$18.2B
$40.9M 0.1%
371,604
+34,198
+10% +$3.6M
BPOP icon
339
Popular Inc
BPOP
$11.2B
$40.8M 0.1%
1,198,505
+295,089
+33% +$9.25M
CMS icon
340
CMS Energy
CMS
$22.6B
$40.8M 0.1%
1,174,146
-82,085
-7% -$2.68M
CB
341
DELISTED
CHUBB CORPORATION
CB
$40.8M 0.1%
394,150
+13,406
+4% +$1.33M
NDAQ icon
342
Nasdaq
NDAQ
$52.7B
$40.7M 0.1%
2,546,529
-321,126
-11% -$4.72M
ALL icon
343
Allstate
ALL
$68B
$40.6M 0.1%
577,521
-413,620
-42% -$27.2M
TJX icon
344
TJX Companies
TJX
$174B
$40.6M 0.1%
1,182,990
-135,612
-10% -$4.32M
NFX
345
DELISTED
Newfield Exploration
NFX
$40.5M 0.1%
1,493,686
+850,031
+132% +$25.3M
VIAB
346
DELISTED
Viacom Inc. Class B
VIAB
$40.3M 0.1%
536,145
+11,485
+2% +$839K
ESS icon
347
Essex Property Trust
ESS
$18.3B
$40.3M 0.1%
195,163
+51,637
+36% +$10.2M
WIN
348
DELISTED
Windstream Holdings Inc
WIN
$40.2M 0.1%
622,859
+146,873
+31% +$11.2M
BBY icon
349
Best Buy
BBY
$18.2B
$40.1M 0.1%
1,029,241
+413,884
+67% +$14.6M
AVY icon
350
Avery Dennison
AVY
$13B
$40.1M 0.1%
772,970
+42,958
+6% +$2.04M
12 13
14
15 16

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.