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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL icon
326
Welltower
WELL
$169B
$39M 0.09%
624,913
+103,210
+20% +$6.66M
DOC icon
327
Healthpeak Properties
DOC
$15.1B
$38.9M 0.09%
1,075,579
-380
-0% -$14.4K
FE icon
328
FirstEnergy
FE
$28B
$38.8M 0.09%
1,155,940
+36,042
+3% +$1.19M
NTAP icon
329
NetApp
NTAP
$35B
$38.8M 0.09%
902,827
-43,895
-5% -$1.76M
R icon
330
Ryder
R
$9.83B
$38.8M 0.09%
430,840
-12,995
-3% -$1.17M
AZN icon
331
AstraZeneca
AZN
$263B
$38.7M 0.09%
541,537
+95,785
+21% +$7.01M
DD
332
DELISTED
Du Pont De Nemours E I
DD
$38.6M 0.09%
566,674
+20,066
+4% +$1.26M
TSCO icon
333
Tractor Supply
TSCO
$16.1B
$38.4M 0.09%
3,117,610
+271,790
+10% +$3.39M
BMY icon
334
Bristol-Myers Squibb
BMY
$133B
$38.3M 0.09%
749,032
-22,416
-3% -$1.12M
D icon
335
Dominion Energy
D
$60.8B
$38.2M 0.09%
552,917
-149,956
-21% -$10.4M
NBL
336
DELISTED
Noble Energy, Inc.
NBL
$38.2M 0.09%
558,817
+59,484
+12% +$4.23M
BLK icon
337
Blackrock
BLK
$169B
$38.2M 0.09%
116,213
+5,494
+5% +$1.77M
PRGO icon
338
Perrigo
PRGO
$1.4B
$38.1M 0.09%
253,801
+33,095
+15% +$4.93M
TPR icon
339
Tapestry
TPR
$30.8B
$38M 0.09%
1,067,023
+234,973
+28% +$8.42M
WRB icon
340
W.R. Berkley
WRB
$26.9B
$38M 0.09%
2,681,853
-1,408,266
-34% -$19.5M
WSM icon
341
Williams-Sonoma
WSM
$26.9B
$38M 0.09%
1,140,208
+942,998
+478% +$32.7M
ALV icon
342
Autoliv
ALV
$9.02B
$37.8M 0.09%
570,648
+60,587
+12% +$4.45M
HAS icon
343
Hasbro
HAS
$13.2B
$37.8M 0.09%
687,104
+203,246
+42% +$10.7M
HOLX
344
DELISTED
Hologic
HOLX
$37.7M 0.09%
1,549,751
-785,851
-34% -$19.8M
AEGN
345
DELISTED
Aegion Corp
AEGN
$37.7M 0.09%
1,692,413
-416,943
-20% -$9.83M
MS icon
346
Morgan Stanley
MS
$331B
$37.6M 0.09%
1,087,138
-3,074
-0.3% -$102K
CCEP icon
347
Coca-Cola Europacific Partners
CCEP
$48.3B
$37.5M 0.09%
845,447
+83,950
+11% +$3.94M
WEC icon
348
WEC Energy
WEC
$35.7B
$37.4M 0.09%
869,336
-8,129
-0.9% -$361K
DRI icon
349
Darden Restaurants
DRI
$23.3B
$37.3M 0.09%
810,526
-44,566
-5% -$1.88M
CMS icon
350
CMS Energy
CMS
$22.6B
$37.3M 0.09%
1,256,231
-314,489
-20% -$9.39M
12 13
14
15 16

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.