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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WNC icon
3301
Wabash National
WNC
$512M
– –
-10,103
Closed -$139K
WSR
3302
DELISTED
Whitestone REIT
WSR
– –
-10,189
Closed -$147K
WWR icon
3303
Westwater Resources
WWR
$52.4M
– –
-18
Closed -$30K
XLB icon
3304
State Street Materials Select Sector SPDR ETF
XLB
$8.27B
– –
-122,000
Closed -$2.88M
XLY icon
3305
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.5B
– –
-369,200
Closed -$12M
XPL icon
3306
Solitario Resources
XPL
$68.3M
– –
-10,690
Closed -$14K
ENLC
3307
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-9,838
Closed -$334K
CNSL
3308
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
– –
-10,415
Closed -$209K
TCS
3309
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-713
Closed -$363K
EGIO
3310
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-253
Closed -$22K
ALIM
3311
DELISTED
Alimera Sciences
ALIM
– –
-747
Closed -$88K
ONCT
3312
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
– –
-14
Closed -$30K
NETI
3313
DELISTED
Eneti Inc.
NETI
– –
-685
Closed -$773K
PCTI
3314
DELISTED
PCTEL, Inc. Common Stock
PCTI
– –
-11,039
Closed -$96K
RAD
3315
PUT
DELISTED
Rite Aid Corporation
RAD
– –
-1,425
Closed -$179K
ZNH
3316
DELISTED
China Southern Airlines Company Limited
ZNH
– –
-14,409
Closed -$237K
ECOM
3317
DELISTED
CHANNELADVISOR CORPORATION
ECOM
– –
-7,024
Closed -$265K
NPTN
3318
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-11,285
Closed -$89K
CNR
3319
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-41,211
Closed -$720K
TREC
3320
DELISTED
Trecora Resources
TREC
– –
-13,092
Closed -$142K
LUB
3321
DELISTED
Luby's Inc.
LUB
– –
-12,900
Closed -$79K
RDS.B
3322
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-8,005
Closed -$625K
KSU
3323
CALL
DELISTED
Kansas City Southern
KSU
– –
-15,300
Closed -$1.56M
NXR
3324
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
– –
-3,047
Closed -$42K
JTD
3325
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-23,627
Closed -$362K
131 132
133
134 135

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.