We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIO
3276
DELISTED
FUSION-IO INC COM
FIO
– –
-46,037
Closed -$522K
HITT
3277
DELISTED
HITTITE MICROWAVE CORP
HITT
– –
-6,368
Closed -$496K
CBEY
3278
DELISTED
CBEYOND INC COM STK
CBEY
– –
-300,682
Closed -$2.99M
RDA
3279
DELISTED
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
– –
-117,749
Closed -$2.01M
GA
3280
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
– –
-372,853
Closed -$4.42M
AMAP
3281
DELISTED
AUTONAVI HLDGS LTD SPON ADR (CYM)
AMAP
– –
-75,591
Closed -$1.58M
PDH
3282
DELISTED
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT
PDH
– –
-231,152
Closed -$3.32M
ZLCS
3283
DELISTED
ZALICUS INC COM NEW
ZLCS
– –
-15,727
Closed -$19K
VSB
3284
DELISTED
VANTAGESOUTH BANCHARES, INC
VSB
– –
-104,571
Closed -$622K
YONG
3285
DELISTED
YONGYE INTERNATIONAL, INC. COMMON STOCK
YONG
– –
-85,040
Closed -$596K
TXI
3286
DELISTED
TEXAS INDUSTRIES INC
TXI
– –
-10,303
Closed -$951K
FRX
3287
DELISTED
FOREST LABORATORIES INC
FRX
– –
-403,822
Closed -$40.1M
BEAT
3288
DELISTED
BioTelemetry, Inc.
BEAT
– –
-14,057
Closed -$101K
TWGP
3289
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-52,999
Closed -$95K
AIQ
3290
DELISTED
Alliance Healthcare Services
AIQ
– –
-11,264
Closed -$305K
CMCSK
3291
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
– –
-82,500
Closed -$4.43M
YELL
3292
DELISTED
Yellow Corporation Common Stock
YELL
– –
-162,478
Closed -$4.57M
REGI
3293
DELISTED
Renewable Energy Group, Inc.
REGI
– –
-13,469
Closed -$154K
BDSI
3294
DELISTED
BioDelivery Sciences International, Inc.
BDSI
– –
-16,200
Closed -$195K
VRML
3295
DELISTED
Vermillion, Inc.
VRML
– –
-12,268
Closed -$32K
IPAS
3296
DELISTED
Ipass Inc Common Stock
IPAS
– –
-3,011
Closed -$36K
IMUC
3297
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
– –
-569
Closed -$25K
MSFG
3298
DELISTED
MainSource Financial Group Inc
MSFG
– –
-10,581
Closed -$182K
SNBC
3299
DELISTED
Sun Bancorp Inc
SNBC
– –
-6,198
Closed -$124K
FRP
3300
DELISTED
Fairpoint Communications, Inc.
FRP
– –
-16,852
Closed -$236K
129 130 131
132
133

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.