We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSDM
3251
DELISTED
BSD MEDICAL CORP (DEL)
BSDM
– –
-11,636
Closed -$12K
IKAN
3252
DELISTED
IKANOS COMMUNICATIONS INC COM STK NEW (DE)
IKAN
– –
-2,726
Closed -$12K
COCO
3253
DELISTED
CORINTHIAN COLLEGES INC
COCO
– –
-30,739
Closed -$9K
OIBR.C
3254
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
– –
-4
Closed -$2K
CCI.PRA
3255
DELISTED
Crown Castle International Corp.
CCI.PRA
– –
-20,000
Closed -$2.04M
JGT
3256
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
– –
-30,131
Closed -$338K
AUD
3257
DELISTED
PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF
AUD
– –
-12,508
Closed -$1.24M
ITMN
3258
DELISTED
INTERMUNE INC
ITMN
– –
-145,234
Closed -$6.41M
CHDX
3259
DELISTED
CHINDEX INTL INC
CHDX
– –
-20,168
Closed -$478K
MCRS
3260
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-72,826
Closed -$4.95M
DFZ
3261
DELISTED
BARRY (R.G.) CORPORATION
DFZ
– –
-33,188
Closed -$629K
SUSS
3262
DELISTED
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
– –
-43,978
Closed -$3.55M
ISS
3263
DELISTED
ISOFTSTONE HLDGS LTD ADS EACH REPSTG 10 ORD SHS (CYM)
ISS
– –
-127,001
Closed -$693K
HSH
3264
CALL
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-30,000
Closed -$1.87M
HSH
3265
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-284,299
Closed -$17.7M
UNS
3266
DELISTED
UNS ENERGY CORP COM
UNS
– –
-63,684
Closed -$3.85M
ZIPR
3267
DELISTED
ZIP REALTY, INC
ZIPR
– –
-10,902
Closed -$33K
QCOR
3268
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-90,289
Closed -$8.35M
PLXT
3269
DELISTED
PLX TECHNOLOGY INC
PLXT
– –
-23,752
Closed -$154K
NDZ
3270
DELISTED
NORDION INC COM STK (CDA)
NDZ
– –
-47,468
Closed -$596K
IDIX
3271
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
– –
-293,962
Closed -$7.08M
EQU
3272
DELISTED
EQUAL ENERGY LTD COM
EQU
– –
-21,115
Closed -$114K
CWH.PRE
3273
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
– –
-38,640
Closed -$996K
ESC
3274
DELISTED
EMERITUS CORP
ESC
– –
-115,344
Closed -$3.66M
OPEN
3275
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
– –
-86,282
Closed -$8.96M
129 130
131
132 133

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.