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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVTV
3226
DELISTED
VALUEVISION MEDIA INC
VVTV
– –
-29,749
Closed -$153K
DNDN
3227
DELISTED
DENDREON CORPORATION
DNDN
– –
-12,756
Closed -$18K
SMF
3228
DELISTED
SALIENT MLP & ENERGY INFRASTRUCTURE FD
SMF
– –
-657,029
Closed -$22M
ATHL
3229
DELISTED
ATHLON ENERGY INC COM
ATHL
– –
-28,887
Closed -$1.68M
EDMC
3230
DELISTED
EDUCATION MGMT CORP NEW COM STK (PA)
EDMC
– –
-17,571
Closed -$19K
BNA
3231
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
– –
-328,389
Closed -$3.4M
NUJ
3232
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
– –
-132,680
Closed -$1.74M
NNJ
3233
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
– –
-284,147
Closed -$3.87M
NQJ
3234
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
– –
-313,775
Closed -$4.17M
TWTC
3235
DELISTED
TW TELECOM INC CL A COM
TWTC
– –
-274,018
Closed -$11.4M
BNNY
3236
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
– –
-15,932
Closed -$732K
URS
3237
DELISTED
URS CORP
URS
– –
-1,012,331
Closed -$58.3M
ENVE
3238
DELISTED
ENVENTIS CORP COM STK
ENVE
– –
-28,869
Closed -$525K
GTAT
3239
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
– –
-1,199,514
Closed -$13M
MEAS
3240
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
– –
-27,383
Closed -$2.34M
BTM
3241
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
– –
-2,261,897
Closed -$1.58M
AHD
3242
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
– –
-9,598
Closed -$422K
FWLT
3243
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
– –
-367,982
Closed -$11.6M
EBIX
3244
DELISTED
Ebix Inc
EBIX
– –
-51,308
Closed -$727K
MTL
3245
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
– –
-13,101
Closed -$30K
QIWI
3246
DELISTED
QIWI PLC
QIWI
– –
-234,115
Closed -$7.4M
TI
3247
DELISTED
Telecom Italia
TI
– –
-25,817
Closed -$295K
FDML
3248
DELISTED
Federal-Mogul Holdings Corporation
FDML
– –
-10,456
Closed -$156K
RPTP
3249
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
– –
-212,779
Closed -$2.04M
MY
3250
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
– –
-17,199
Closed -$52K
127 128 129
130
131

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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.