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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETY icon
301
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$10.4M 0.08%
850,515
+96,109
+13% +$1.11M
STIP icon
302
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$10.3M 0.08%
104,118
+4,804
+5% +$468K
GEHC icon
303
GE HealthCare
GEHC
$32.4B
$10.2M 0.08%
132,494
+16,113
+14% +$1.13M
SWKS icon
304
Skyworks Solutions
SWKS
$10.6B
$10.2M 0.08%
90,885
-17,304
-16% -$1.69M
NKX icon
305
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$10.2M 0.08%
883,681
+70,813
+9% +$765K
BOE icon
306
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$10.2M 0.08%
1,027,434
-101,448
-9% -$975K
RF icon
307
Regions Financial
RF
$26.8B
$10.2M 0.08%
524,639
+75,121
+17% +$1.25M
NSC icon
308
Norfolk Southern
NSC
$75.1B
$10.2M 0.08%
42,983
+3,902
+10% +$818K
IP icon
309
International Paper
IP
$22B
$10.1M 0.08%
279,962
-8,812
-3% -$308K
GLW icon
310
Corning
GLW
$143B
$10.1M 0.08%
331,058
+39,213
+13% +$1.12M
ANSS
311
DELISTED
Ansys
ANSS
$10M 0.08%
27,657
+2,996
+12% +$887K
MHD icon
312
BlackRock MuniHoldings Fund
MHD
$606M
$10M 0.08%
840,945
+76,184
+10% +$835K
ICE icon
313
Intercontinental Exchange
ICE
$84.4B
$10M 0.08%
77,829
+21,438
+38% +$2.43M
SBRA icon
314
Sabra Healthcare REIT
SBRA
$5.37B
$9.84M 0.07%
689,329
+298,361
+76% +$4.24M
WBD icon
315
Warner Bros
WBD
$67.1B
$9.81M 0.07%
861,956
+121,555
+16% +$1.31M
ILMN icon
316
Illumina
ILMN
$28.4B
$9.75M 0.07%
71,990
+6,789
+10% +$783K
SLB icon
317
SLB Ltd
SLB
$75B
$9.71M 0.07%
186,682
+31,991
+21% +$1.74M
DASH icon
318
DoorDash
DASH
$93.7B
$9.71M 0.07%
98,231
+89,000
+964% +$7.88M
SF
319
Stifel
SF
$12.6B
$9.71M 0.07%
210,545
-132
-0.1% -$5.43K
BFK
320
DELISTED
BlackRock Municipal Income Trust
BFK
$9.7M 0.07%
962,777
+28,212
+3% +$266K
SPLK
321
DELISTED
Splunk Inc
SPLK
$9.62M 0.07%
63,123
+47,249
+298% +$7.06M
AME icon
322
Ametek
AME
$58.2B
$9.59M 0.07%
58,134
-6,958
-11% -$1.06M
TTWO icon
323
Take-Two Interactive
TTWO
$46.1B
$9.57M 0.07%
59,461
+40,799
+219% +$6.09M
SUM
324
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$9.53M 0.07%
247,861
+6,879
+3% +$238K
MO icon
325
Altria Group
MO
$114B
$9.47M 0.07%
234,838
-1,577
-0.7% -$65.2K
11 12
13
14 15

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.