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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
301
DuPont de Nemours
DD
$19.2B
$9.47M 0.08%
109,891
-17,332
-14% -$1.38M
NTST
302
NETSTREIT Corp
NTST
$2.1B
$9.42M 0.08%
513,880
-5,388
-1% -$101K
SNA icon
303
Snap-on
SNA
$21.5B
$9.28M 0.08%
40,602
+828
+2% +$187K
DVN icon
304
Devon Energy
DVN
$47.3B
$9.23M 0.08%
150,045
+9,032
+6% +$616K
ATO icon
305
Atmos Energy
ATO
$28.8B
$9.22M 0.08%
82,253
-26,923
-25% -$2.96M
CEG icon
306
Constellation Energy
CEG
$95.6B
$9.21M 0.08%
106,866
-63,449
-37% -$5.71M
PAYX icon
307
Paychex
PAYX
$42.7B
$9.21M 0.08%
79,717
-6,063
-7% -$710K
GWW icon
308
W.W. Grainger
GWW
$60.2B
$9.19M 0.08%
16,527
-502
-3% -$283K
IP icon
309
International Paper
IP
$22B
$9.18M 0.08%
265,078
+69,973
+36% +$2.42M
CMS icon
310
CMS Energy
CMS
$22.3B
$9.11M 0.08%
143,858
-15,968
-10% -$944K
MYD
311
DELISTED
BlackRock MuniYield Fund
MYD
$9.09M 0.08%
872,908
+98,417
+13% +$1M
BRX icon
312
Brixmor Property Group
BRX
$9.32B
$9.05M 0.08%
399,112
-10,034
-2% -$215K
AME icon
313
Ametek
AME
$58.2B
$9.05M 0.08%
64,737
-3,038
-4% -$403K
REG icon
314
Regency Centers
REG
$14.1B
$9.04M 0.08%
144,584
-4,097
-3% -$252K
MCHP icon
315
Microchip Technology
MCHP
$46B
$8.99M 0.08%
127,996
-10,575
-8% -$728K
ASML icon
316
ASML
ASML
$669B
$8.97M 0.08%
16,424
-2,588
-14% -$1.36M
HZNP
317
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$8.97M 0.08%
78,844
-11,181
-12% -$929K
IIM icon
318
Invesco Value Municipal Income Trust
IIM
$598M
$8.96M 0.08%
743,528
+148,339
+25% +$1.73M
VTRS icon
319
Viatris
VTRS
$18.9B
$8.9M 0.08%
799,385
+175,251
+28% +$1.83M
SGEN
320
DELISTED
Seagen Inc. Common Stock
SGEN
$8.85M 0.08%
68,828
+2,258
+3% +$291K
MBB icon
321
iShares MBS ETF
MBB
$39.1B
$8.79M 0.08%
94,754
+7,309
+8% +$674K
CIEN icon
322
Ciena
CIEN
$58.4B
$8.77M 0.08%
172,034
+42,550
+33% +$1.92M
MDU icon
323
MDU Resources
MDU
$4.32B
$8.76M 0.08%
759,608
-14,472
-2% -$163K
LNT icon
324
Alliant Energy
LNT
$18B
$8.75M 0.08%
158,495
-28,053
-15% -$1.5M
NI icon
325
NiSource
NI
$20.4B
$8.74M 0.08%
318,916
-15,096
-5% -$397K
11 12
13
14 15

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.