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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
(-2%)
Cap. Flow
-$57.8M
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$50M |
| 2 |
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
|
+$38.8M |
| 3 |
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
|
+$37M |
| 4 |
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
|
+$34.7M |
| 5 |
Honeywell
HON
|
+$32.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$41.8M |
| 2 |
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
|
+$39.8M |
| 3 |
MTTR
Matterport, Inc. Class A Common Stock
MTTR
|
+$32.4M |
| 4 |
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
|
+$20M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.23% |
| 2 | Financials | 13.81% |
| 3 | Healthcare | 9.7% |
| 4 | Consumer Discretionary | 8.79% |
| 5 | Communication Services | 6.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CHI
301
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
| $12.6M | 0.08% |
843,816
-63,811
| -7% | -$980K |
|
|
SGEN
302
DELISTED
Seagen Inc. Common Stock
SGEN
| $12.6M | 0.08% |
74,290
+1,289
| +2% | +$201K |
|
303
Marriott International
MAR
$92.3B
| $12.6M | 0.08% |
84,989
-794
| -0.9% | -$111K |
|
304
General Motors
GM
$76.8B
| $12.6M | 0.08% |
238,507
-491
| -0.2% | -$26.1K |
|
|
EA
305
DELISTED
Electronic Arts
EA
| $12.6M | 0.08% |
88,258
-16,672
| -16% | -$2.34M |
|
306
CMS Energy
CMS
$22.3B
| $12.5M | 0.08% |
209,500
-25,254
| -11% | -$1.58M |
|
307
Westlake Corp
WLK
$9.9B
| $12.4M | 0.07% |
136,403
-10,725
| -7% | -$919K |
|
308
Voya Financial
VOYA
$9.19B
| $12.4M | 0.07% |
202,459
-52,479
| -21% | -$3.34M |
|
|
309
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
| $12.4M | 0.07% |
113,195
-176,721
| -61% | -$19.4M |
|
310
Match Group
MTCH
$8.55B
| $12.3M | 0.07% |
78,332
+14,412
| +23% | +$2.19M |
|
311
Incyte
INCY
$24.4B
| $12.3M | 0.07% |
178,140
-78
| -0% | -$5.93K |
|
312
Intercontinental Exchange
ICE
$84.4B
| $12.2M | 0.07% |
106,257
-42,705
| -29% | -$5.07M |
|
313
Alliant Energy
LNT
$18B
| $12.1M | 0.07% |
216,171
-11,048
| -5% | -$653K |
|
314
Regions Financial
RF
$26.8B
| $12.1M | 0.07% |
565,774
-48,223
| -8% | -$959K |
|
|
IPG
315
DELISTED
Interpublic Group of Companies
IPG
| $12M | 0.07% |
327,008
-178,052
| -35% | -$6.37M |
|
316
STAG Industrial
STAG
$7.19B
| $12M | 0.07% |
305,329
+140,706
| +85% | +$5.75M |
|
317
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
| $11.9M | 0.07% |
360,950
+56,982
| +19% | +$1.89M |
|
318
Pinnacle West Capital
PNW
$12.2B
| $11.9M | 0.07% |
164,527
-11,120
| -6% | -$881K |
|
319
Kohl's
KSS
$2.19B
| $11.9M | 0.07% |
252,746
-60,124
| -19% | -$3.21M |
|
|
EVN
320
Eaton Vance Municipal Income Trust
EVN
$426M
| $11.8M | 0.07% |
855,278
+10,633
| +1% | +$151K |
|
321
SLB Ltd
SLB
$75B
| $11.8M | 0.07% |
398,276
+14,203
| +4% | +$407K |
|
322
American International
AIG
$41.3B
| $11.8M | 0.07% |
214,810
+123,988
| +137% | +$6.39M |
|
323
Henry Schein
HSIC
$9.82B
| $11.8M | 0.07% |
154,543
+67,819
| +78% | +$5.22M |
|
|
ETB
324
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
| $11.7M | 0.07% |
729,407
+16,983
| +2% | +$280K |
|
325
Paychex
PAYX
$42.7B
| $11.7M | 0.07% |
103,798
-940
| -0.9% | -$106K |
|
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Guggenheim Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
- Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
- Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
- Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
- Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
- Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.
Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.