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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIDU icon
301
Baidu
BIDU
$37.2B
$12.1M 0.08%
55,614
-11,737
-17% -$3.06M
EVV
302
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$12M 0.08%
949,956
-97,496
-9% -$1.23M
PFG icon
303
Principal Financial Group
PFG
$24.3B
$12M 0.08%
199,930
+154
+0.1% +$8.58K
BEN icon
304
Franklin Resources
BEN
$17.2B
$12M 0.08%
404,376
-40,692
-9% -$1.11M
GOF icon
305
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$11.9M 0.08%
569,170
– –
PSX icon
306
Phillips 66
PSX
$81.4B
$11.9M 0.08%
145,775
+48,653
+50% +$3.82M
ASML icon
307
ASML
ASML
$669B
$11.9M 0.08%
19,246
-2,108
-10% -$1.17M
ETY icon
308
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$11.9M 0.08%
928,990
+45,598
+5% +$570K
PCAR icon
309
PACCAR
PCAR
$70.1B
$11.8M 0.08%
191,202
-40,376
-17% -$2.52M
EVN
310
Eaton Vance Municipal Income Trust
EVN
$426M
$11.7M 0.08%
850,158
-64,229
-7% -$868K
XLNX
311
DELISTED
Xilinx Inc
XLNX
$11.6M 0.08%
93,774
-3,100
-3% -$413K
CHI
312
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$11.6M 0.08%
812,773
-96,580
-11% -$1.37M
RF icon
313
Regions Financial
RF
$26.8B
$11.5M 0.08%
558,675
+87,906
+19% +$1.72M
LNT icon
314
Alliant Energy
LNT
$18B
$11.5M 0.08%
212,473
+40,428
+23% +$2.01M
CMC icon
315
Commercial Metals
CMC
$8.31B
$11.5M 0.08%
373,115
+44,850
+14% +$1.11M
MAR icon
316
Marriott International
MAR
$92.3B
$11.5M 0.08%
77,625
-10,061
-11% -$1.37M
B
317
Barrick Mining
B
$73.2B
$11.5M 0.08%
578,902
-55,154
-9% -$1.19M
WDAY icon
318
Workday
WDAY
$44.4B
$11.4M 0.07%
45,830
-7,558
-14% -$1.87M
MXIM
319
DELISTED
Maxim Integrated Products
MXIM
$11.3M 0.07%
124,200
-6,128
-5% -$562K
JAZZ icon
320
Jazz Pharmaceuticals
JAZZ
$16.7B
$11.3M 0.07%
68,978
-13,446
-16% -$2.21M
HCA icon
321
HCA Healthcare
HCA
$89.5B
$11.2M 0.07%
59,624
-4,984
-8% -$879K
WRI
322
DELISTED
Weingarten Realty Investors
WRI
$11.2M 0.07%
417,251
+10,618
+3% +$263K
ETW
323
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$11.2M 0.07%
1,083,878
+46,493
+4% +$459K
DD icon
324
DuPont de Nemours
DD
$19.2B
$11.2M 0.07%
115,177
+4,265
+4% +$409K
DRE
325
DELISTED
Duke Realty Corp.
DRE
$11.2M 0.07%
265,991
+55,172
+26% +$2.23M
11 12
13
14 15

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.