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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CONE
301
DELISTED
CyrusOne Inc Common Stock
CONE
$11.3M 0.07%
154,902
+45,148
+41% +$3.28M
PANW icon
302
Palo Alto Networks
PANW
$297B
$11.2M 0.07%
189,558
+8,286
+5% +$387K
FTNT icon
303
Fortinet
FTNT
$117B
$11.1M 0.07%
374,565
+28,340
+8% +$716K
BEN icon
304
Franklin Resources
BEN
$17.2B
$11.1M 0.07%
445,068
+21,615
+5% +$483K
GOF icon
305
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$11M 0.07%
569,170
-3,370
-0.6% -$62.1K
MCK icon
306
McKesson
MCK
$101B
$11M 0.07%
63,364
+7,019
+12% +$1.17M
INVH icon
307
Invitation Homes
INVH
$18B
$11M 0.07%
370,259
-167,935
-31% -$4.83M
TAP icon
308
Molson Coors Class B
TAP
$8.09B
$11M 0.07%
242,973
-19,504
-7% -$804K
NKX icon
309
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$11M 0.07%
694,862
-29,250
-4% -$450K
SJM icon
310
J.M. Smucker
SJM
$12.8B
$10.9M 0.07%
94,524
-2,320
-2% -$270K
OMC icon
311
Omnicom Group
OMC
$23.4B
$10.9M 0.07%
174,993
-1,956
-1% -$112K
ETY icon
312
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$10.8M 0.07%
883,392
-82,848
-9% -$963K
CCD
313
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$10.8M 0.07%
383,756
+38,867
+11% +$1.01M
CHY
314
Calamos Convertible and High Income Fund
CHY
$1.06B
$10.7M 0.07%
751,002
+94,359
+14% +$1.23M
VMI icon
315
Valmont Industries
VMI
$9.53B
$10.7M 0.07%
61,123
-173
-0.3% -$26.9K
FRC
316
DELISTED
First Republic Bank
FRC
$10.7M 0.07%
72,705
-6,553
-8% -$853K
MEN
317
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$10.7M 0.07%
889,891
+71,204
+9% +$828K
EVH icon
318
Evolent Health
EVH
$447M
$10.7M 0.07%
664,365
+193,736
+41% +$2.56M
O icon
319
Realty Income
O
$59.1B
$10.6M 0.07%
176,471
+22,669
+15% +$1.34M
RS icon
320
Reliance Steel & Aluminium
RS
$21.6B
$10.6M 0.07%
88,769
-2,191
-2% -$253K
HCA icon
321
HCA Healthcare
HCA
$89.5B
$10.6M 0.07%
64,608
+953
+1% +$139K
LEA icon
322
Lear
LEA
$8.18B
$10.6M 0.07%
66,639
+7,477
+13% +$1.05M
ACV
323
Virtus Diversified Income & Convertible Fund
ACV
$282M
$10.6M 0.07%
323,206
+52,629
+19% +$1.52M
SBRA icon
324
Sabra Healthcare REIT
SBRA
$5.37B
$10.5M 0.07%
606,891
-21,400
-3% -$342K
ORLY icon
325
O'Reilly Automotive
ORLY
$76.3B
$10.5M 0.07%
348,600
+27,000
+8% +$815K
11 12
13
14 15

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.