We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOV icon
301
Dover
DOV
$28.3B
$10.8M 0.08%
93,549
+26,812
+40% +$2.87M
PK icon
302
Park Hotels & Resorts
PK
$3.02B
$10.8M 0.08%
416,352
+218,656
+111% +$5.22M
VOO icon
303
Vanguard S&P 500 ETF
VOO
$1.01T
$10.6M 0.08%
35,852
-5,676
-14% -$1.61M
WRK
304
DELISTED
WestRock Company
WRK
$10.6M 0.08%
246,730
+25,695
+12% +$1M
VRSK icon
305
Verisk Analytics
VRSK
$25.1B
$10.6M 0.08%
70,820
+4,903
+7% +$726K
UPS icon
306
United Parcel Service
UPS
$92.7B
$10.5M 0.08%
89,841
-51,823
-37% -$6.13M
BMRN icon
307
BioMarin Pharmaceuticals
BMRN
$11.7B
$10.5M 0.08%
123,953
+10,079
+9% +$761K
RCL icon
308
Royal Caribbean
RCL
$87.1B
$10.5M 0.08%
78,399
-36,963
-32% -$4.31M
BKH icon
309
Black Hills Corp
BKH
$5.5B
$10.4M 0.08%
132,708
-4,118
-3% -$317K
RSG icon
310
Republic Services
RSG
$63.9B
$10.4M 0.08%
116,082
-1,633
-1% -$143K
IPG
311
DELISTED
Interpublic Group of Companies
IPG
$10.4M 0.08%
449,639
+67,162
+18% +$1.48M
JNK icon
312
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$10.4M 0.08%
94,604
+3,619
+4% +$392K
ORLY icon
313
O'Reilly Automotive
ORLY
$74.9B
$10.3M 0.08%
353,220
-35,295
-9% -$1.01M
CENTA icon
314
Central Garden & Pet Co Class A
CENTA
$2.42B
$10.3M 0.08%
438,391
-19,920
-4% -$447K
HHH icon
315
Howard Hughes
HHH
$3.91B
$10.3M 0.08%
85,089
+47,384
+126% +$5.26M
CPRT icon
316
Copart
CPRT
$27.2B
$10.1M 0.08%
446,312
+251,836
+129% +$5.38M
BLK icon
317
Blackrock
BLK
$175B
$10.1M 0.08%
20,146
-4,556
-18% -$2.16M
CERN
318
DELISTED
Cerner Corp
CERN
$10.1M 0.08%
137,983
+10,300
+8% +$712K
BWA icon
319
BorgWarner
BWA
$12.9B
$10.1M 0.08%
263,507
-2,698
-1% -$98.9K
CSL icon
320
Carlisle Companies
CSL
$15.3B
$10M 0.08%
61,879
+22,721
+58% +$3.5M
HUM icon
321
Humana
HUM
$43.5B
$9.96M 0.07%
27,188
-8,483
-24% -$2.69M
AXP icon
322
American Express
AXP
$234B
$9.93M 0.07%
79,750
-2,009
-2% -$240K
POST icon
323
Post Holdings
POST
$4.11B
$9.9M 0.07%
138,713
+27,219
+24% +$1.86M
IGD
324
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$513M
$9.88M 0.07%
1,596,974
-316,675
-17% -$1.93M
LULU icon
325
lululemon athletica
LULU
$14B
$9.85M 0.07%
42,502
-12,938
-23% -$2.76M
11 12
13
14 15

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.