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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDCO
301
DELISTED
Patterson Companies, Inc.
PDCO
$53M 0.13%
1,467,613
+289,732
+25% +$10.6M
CMI icon
302
Cummins
CMI
$83.6B
$52.9M 0.13%
299,700
-72,222
-19% -$12.4M
CFG icon
303
Citizens Financial Group
CFG
$30.1B
$52.9M 0.13%
1,260,922
+131,649
+12% +$5.15M
SWK icon
304
Stanley Black & Decker
SWK
$14.5B
$52.9M 0.13%
311,788
-16,379
-5% -$2.68M
PXD
305
DELISTED
Pioneer Natural Resource Co.
PXD
$52.8M 0.13%
305,700
-21,012
-6% -$3.24M
FBIN icon
306
Fortune Brands Innovations
FBIN
$5.86B
$52.8M 0.13%
903,164
+311,915
+53% +$17.7M
HSY icon
307
Hershey
HSY
$37.3B
$52.5M 0.12%
462,506
+11,632
+3% +$1.28M
BBY icon
308
Best Buy
BBY
$19B
$52.4M 0.12%
764,550
+178,774
+31% +$10.6M
LNC icon
309
Lincoln National
LNC
$7.92B
$52.3M 0.12%
680,546
-28,771
-4% -$2.18M
AXP icon
310
American Express
AXP
$224B
$52.2M 0.12%
525,314
+51,850
+11% +$4.94M
L icon
311
Loews
L
$24.5B
$52.1M 0.12%
1,040,629
+98,548
+10% +$4.87M
SEE
312
DELISTED
Sealed Air
SEE
$52.1M 0.12%
1,055,880
+61,196
+6% +$2.81M
BIDU icon
313
Baidu
BIDU
$35.7B
$51.8M 0.12%
221,289
+50,225
+29% +$12.3M
ES icon
314
Eversource Energy
ES
$28.1B
$51.7M 0.12%
818,977
-52,324
-6% -$3.31M
ETN icon
315
Eaton
ETN
$141B
$51.6M 0.12%
652,969
+10,208
+2% +$794K
EG icon
316
Everest Group
EG
$15.6B
$51.4M 0.12%
232,474
+40,068
+21% +$9.03M
HCA icon
317
HCA Healthcare
HCA
$88.4B
$51.4M 0.12%
585,427
-94,662
-14% -$7.6M
COL
318
DELISTED
Rockwell Collins
COL
$51.4M 0.12%
378,757
+107,787
+40% +$14.4M
NEM icon
319
Newmont
NEM
$96.2B
$51.3M 0.12%
1,366,703
-95,234
-7% -$3.5M
SIG icon
320
Signet Jewelers
SIG
$3.84B
$51.3M 0.12%
906,766
+420,413
+86% +$25.7M
M icon
321
Macy's
M
$6.51B
$51.3M 0.12%
2,034,800
+371,533
+22% +$8.15M
AIG icon
322
American International
AIG
$42.5B
$51.2M 0.12%
858,986
+110,840
+15% +$6.81M
CHD icon
323
Church & Dwight Co
CHD
$23.7B
$51M 0.12%
1,016,010
+31,718
+3% +$1.49M
AGN
324
DELISTED
Allergan plc
AGN
$50.9M 0.12%
311,000
+61,245
+25% +$11M
HES
325
DELISTED
Hess
HES
$50.6M 0.12%
1,066,233
-19,607
-2% -$884K
11 12
13
14 15

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.