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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDNS icon
301
Cadence Design Systems
CDNS
$91.6B
$49.8M 0.12%
1,261,471
+1,227,836
+3,650% +$45.2M
COF icon
302
Capital One
COF
$128B
$49.8M 0.12%
587,968
-9,018
-2% -$743K
CAT icon
303
Caterpillar
CAT
$361B
$49.7M 0.12%
398,140
-63,338
-14% -$7.29M
LEN icon
304
Lennar Class A
LEN
$20.4B
$49.6M 0.12%
987,659
+3,962
+0.4% +$198K
LEG icon
305
Leggett & Platt
LEG
$1.4B
$49.6M 0.12%
1,039,709
+70,192
+7% +$3.39M
SWK icon
306
Stanley Black & Decker
SWK
$14.5B
$49.5M 0.12%
328,167
-24,677
-7% -$3.55M
GWW icon
307
W.W. Grainger
GWW
$64.2B
$49.5M 0.12%
275,121
+9,324
+4% +$1.57M
AAL icon
308
American Airlines Group
AAL
$9.82B
$49.4M 0.12%
1,040,700
+199,977
+24% +$9.67M
LLY icon
309
Eli Lilly
LLY
$1.08T
$49.4M 0.12%
577,682
-52,067
-8% -$4.27M
ETN icon
310
Eaton
ETN
$141B
$49.4M 0.12%
642,761
+9,244
+1% +$698K
HSY icon
311
Hershey
HSY
$37.3B
$49.2M 0.12%
450,874
+2,508
+0.6% +$267K
GAP
312
The Gap Inc
GAP
$7.3B
$49.2M 0.12%
1,665,548
-118,353
-7% -$2.91M
NRG icon
313
NRG Energy
NRG
$26.2B
$49.1M 0.12%
1,920,218
-1,055,429
-35% -$25M
VRSK icon
314
Verisk Analytics
VRSK
$27.7B
$49M 0.12%
589,391
-29,852
-5% -$2.47M
DG icon
315
Dollar General
DG
$28.4B
$48.9M 0.12%
603,800
-26,456
-4% -$1.98M
VTRS icon
316
Viatris
VTRS
$20.8B
$48.9M 0.11%
1,557,276
+365,063
+31% +$12.4M
APC
317
DELISTED
Anadarko Petroleum
APC
$48.3M 0.11%
988,332
+226,856
+30% +$10M
PCAR icon
318
PACCAR
PCAR
$70.5B
$48.3M 0.11%
1,001,063
-26,343
-3% -$1.19M
PXD
319
DELISTED
Pioneer Natural Resource Co.
PXD
$48.2M 0.11%
326,712
+83,107
+34% +$11.9M
FLR icon
320
Fluor
FLR
$6.54B
$48.2M 0.11%
1,144,024
+112,706
+11% +$4.67M
A icon
321
Agilent Technologies
A
$39.6B
$48.2M 0.11%
750,235
-80,165
-10% -$4.99M
EIX icon
322
Edison International
EIX
$30.3B
$48.1M 0.11%
623,487
-13,713
-2% -$1.08M
CME icon
323
CME Group
CME
$95.4B
$47.9M 0.11%
352,805
-22,117
-6% -$2.79M
ANSS
324
DELISTED
Ansys
ANSS
$47.8M 0.11%
389,341
-9,349
-2% -$1.17M
TAP icon
325
Molson Coors Class B
TAP
$8.02B
$47.8M 0.11%
585,094
-63,387
-10% -$5.58M
11 12
13
14 15

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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.