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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
301
DELISTED
Paramount Global Class B
PARA
$44M 0.13%
692,128
+232,858
+51% +$13.8M
PNW icon
302
Pinnacle West Capital
PNW
$12.2B
$44M 0.13%
563,941
-54,977
-9% -$4.12M
EQIX icon
303
Equinix
EQIX
$101B
$44M 0.13%
123,068
-24,356
-17% -$8.51M
AYI icon
304
Acuity Brands
AYI
$9.83B
$44M 0.13%
190,474
+14,560
+8% +$3.53M
FTR
305
DELISTED
Frontier Communications Corp.
FTR
$43.9M 0.13%
866,653
+253,336
+41% +$13.9M
DG icon
306
Dollar General
DG
$28B
$43.8M 0.13%
591,817
+244,671
+70% +$17.9M
FITB
307
Fifth Third Bancorp
FITB
$51.2B
$43.8M 0.13%
1,625,161
+75,373
+5% +$1.81M
BLK icon
308
Blackrock
BLK
$169B
$43.8M 0.13%
115,070
+20,194
+21% +$7.41M
TEL icon
309
TE Connectivity
TEL
$59.6B
$43.6M 0.12%
629,631
+75,660
+14% +$5.01M
GT icon
310
Goodyear
GT
$2B
$43.6M 0.12%
1,412,953
+513,802
+57% +$15.9M
EQR icon
311
Equity Residential
EQR
$24.9B
$43.6M 0.12%
677,530
-168,299
-20% -$10.3M
HES
312
DELISTED
Hess
HES
$43.6M 0.12%
699,444
-45,694
-6% -$2.5M
CAT icon
313
Caterpillar
CAT
$375B
$43.5M 0.12%
468,844
-4,191
-0.9% -$380K
URBN icon
314
Urban Outfitters
URBN
$6.35B
$43.5M 0.12%
1,526,195
+736,406
+93% +$24.8M
CME icon
315
CME Group
CME
$96.3B
$43.5M 0.12%
376,733
+59,037
+19% +$6.57M
CFG icon
316
Citizens Financial Group
CFG
$30.3B
$43.4M 0.12%
1,217,278
+170,950
+16% +$5.18M
JEF icon
317
Jefferies Financial Group
JEF
$12.6B
$43.4M 0.12%
2,083,812
-90,973
-4% -$1.7M
KIM icon
318
Kimco Realty
KIM
$17.2B
$43.3M 0.12%
1,719,218
+363,608
+27% +$9.58M
A icon
319
Agilent Technologies
A
$39.1B
$43M 0.12%
944,455
+30,575
+3% +$1.39M
FCX icon
320
Freeport-McMoran
FCX
$90B
$42.9M 0.12%
3,255,192
-1,295,926
-28% -$16.6M
EIX icon
321
Edison International
EIX
$28.2B
$42.9M 0.12%
596,120
-39,048
-6% -$2.76M
GRMN
322
Garmin
GRMN
$56.7B
$42.9M 0.12%
884,315
+326,780
+59% +$16.3M
QRVO icon
323
Qorvo
QRVO
$7.99B
$42.9M 0.12%
812,708
-50,812
-6% -$2.77M
FTV icon
324
Fortive
FTV
$17.9B
$42.8M 0.12%
1,264,080
+25,047
+2% +$829K
NTRS icon
325
Northern Trust
NTRS
$33.3B
$42.6M 0.12%
478,934
+59,539
+14% +$4.73M
11 12
13
14 15

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.