We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
301
Charter Communications
CHTR
$17.3B
$38.3M 0.12%
141,958
+91,725
+183% +$23.2M
FTR
302
DELISTED
Frontier Communications Corp.
FTR
$38.3M 0.12%
613,317
+72,565
+13% +$5.17M
PWR icon
303
Quanta Services
PWR
$100B
$38.2M 0.12%
1,365,662
-61,442
-4% -$1.57M
KLAC icon
304
KLA
KLAC
$239B
$38.1M 0.12%
5,467,050
+414,810
+8% +$2.99M
VFC icon
305
VF Corp
VFC
$5.63B
$38M 0.12%
720,248
+77,723
+12% +$4.49M
MRSH
306
Marsh
MRSH
$90.5B
$37.9M 0.12%
563,640
-25,806
-4% -$1.73M
SNI
307
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$37.9M 0.12%
596,479
-59,216
-9% -$3.79M
NTAP icon
308
NetApp
NTAP
$35B
$37.8M 0.12%
1,054,959
-342,856
-25% -$10.5M
DVA icon
309
DaVita
DVA
$15.4B
$37.8M 0.12%
571,422
+139,648
+32% +$9.83M
HIG icon
310
Hartford Financial Services
HIG
$38.9B
$37.7M 0.12%
881,128
+102,030
+13% +$4.27M
MCO icon
311
Moody's
MCO
$82.8B
$37.6M 0.12%
347,411
+21,257
+7% +$2.24M
VRSK icon
312
Verisk Analytics
VRSK
$25.4B
$37.5M 0.12%
460,790
-9,299
-2% -$769K
WELL icon
313
Welltower
WELL
$169B
$37.4M 0.12%
500,682
-46,625
-9% -$3.57M
GEN icon
314
Gen Digital
GEN
$16.4B
$37.4M 0.12%
1,490,078
-521,605
-26% -$11.9M
R icon
315
Ryder
R
$9.83B
$37.3M 0.12%
566,217
-9,181
-2% -$601K
RIG icon
316
Transocean
RIG
$5.89B
$37.2M 0.12%
3,492,300
-318,291
-8% -$3.36M
M icon
317
Macy's
M
$6.53B
$37.2M 0.12%
1,003,882
-11,863
-1% -$430K
NAVI icon
318
Navient
NAVI
$789M
$37.1M 0.12%
2,565,287
-190,792
-7% -$2.66M
GWW icon
319
W.W. Grainger
GWW
$65.3B
$37.1M 0.12%
165,007
+6,698
+4% +$1.51M
JEF icon
320
Jefferies Financial Group
JEF
$12.6B
$37.1M 0.12%
2,174,785
-126,914
-6% -$2.1M
FIS icon
321
Fidelity National Information Services
FIS
$23.1B
$37M 0.12%
480,597
+22,417
+5% +$1.75M
GPC icon
322
Genuine Parts
GPC
$17.1B
$37M 0.12%
368,381
+5,025
+1% +$510K
AFL icon
323
Aflac
AFL
$64.9B
$36.9M 0.11%
1,027,608
-10,910
-1% -$397K
KSS icon
324
Kohl's
KSS
$2.17B
$36.9M 0.11%
843,450
-77,859
-8% -$3.26M
DO
325
DELISTED
Diamond Offshore Drilling
DO
$36.9M 0.11%
2,095,455
+471,618
+29% +$9.46M
11 12
13
14 15

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.