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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STWD icon
301
Starwood Property Trust
STWD
$5.92B
$40.3M 0.1%
1,834,553
+206,997
+13% +$4.85M
BIDU icon
302
Baidu
BIDU
$37.7B
$40.3M 0.1%
184,540
+3,240
+2% +$685K
INTU icon
303
Intuit
INTU
$86.5B
$40.3M 0.1%
459,389
+16,570
+4% +$1.38M
WIN
304
DELISTED
Windstream Holdings Inc
WIN
$40.2M 0.1%
475,986
-75,132
-14% -$6.43M
MHFI
305
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$40.1M 0.1%
474,438
+34,812
+8% +$2.86M
UPS icon
306
United Parcel Service
UPS
$88.6B
$40M 0.1%
407,078
+42,764
+12% +$4.25M
UNM icon
307
Unum
UNM
$13.6B
$40M 0.1%
1,163,725
+113,901
+11% +$4M
GNW icon
308
Genworth Financial
GNW
$3.76B
$39.9M 0.1%
3,044,205
+547,586
+22% +$7.92M
ECL icon
309
Ecolab
ECL
$78.1B
$39.7M 0.1%
346,122
+12,701
+4% +$1.43M
KND
310
DELISTED
Kindred Healthcare
KND
$39.7M 0.1%
2,048,095
-91,505
-4% -$1.99M
XEL icon
311
Xcel Energy
XEL
$48.8B
$39.6M 0.09%
1,302,182
-245,750
-16% -$7.69M
TNL icon
312
Travel + Leisure Co
TNL
$4.66B
$39.6M 0.09%
1,078,862
+94,383
+10% +$3.36M
SPLS
313
DELISTED
Staples Inc
SPLS
$39.5M 0.09%
3,267,061
+32,671
+1% +$383K
KDP icon
314
Keurig Dr Pepper
KDP
$42.3B
$39.5M 0.09%
614,372
+5,637
+0.9% +$344K
WR
315
DELISTED
Westar Energy Inc
WR
$39.4M 0.09%
1,154,220
+387,118
+50% +$14M
XL
316
DELISTED
XL Group Ltd.
XL
$39.3M 0.09%
1,185,598
+72,368
+7% +$2.42M
AMAT icon
317
Applied Materials
AMAT
$403B
$39.3M 0.09%
1,816,479
+277,214
+18% +$6.13M
CA
318
DELISTED
CA, Inc.
CA
$39.2M 0.09%
1,403,771
-132,832
-9% -$3.79M
EMN icon
319
Eastman Chemical
EMN
$8B
$39.2M 0.09%
484,832
+70,515
+17% +$5.89M
MAC icon
320
Macerich
MAC
$7.33B
$39.2M 0.09%
614,445
+46,862
+8% +$3.08M
STJ
321
DELISTED
St Jude Medical
STJ
$39.1M 0.09%
649,863
+100,709
+18% +$6.58M
PEG icon
322
Public Service Enterprise Group
PEG
$38.2B
$39M 0.09%
1,047,683
+8,275
+0.8% +$306K
GPN icon
323
Global Payments
GPN
$23B
$39M 0.09%
1,116,618
-601,578
-35% -$21.5M
TJX icon
324
TJX Companies
TJX
$174B
$39M 0.09%
1,318,602
+22,626
+2% +$638K
MD icon
325
Pediatrix Medical
MD
$2.18B
$39M 0.09%
711,348
-3,251
-0.5% -$184K
11 12
13
14 15

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AAMU
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.