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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CASI
3201
DELISTED
CASI Pharmaceuticals
CASI
– –
-1,295
Closed -$24K
CBU icon
3202
Community Bank
CBU
$3.41B
– –
-231,644
Closed -$9.04M
CDXS icon
3203
Codexis
CDXS
$151M
– –
-10,764
Closed -$22K
CHH icon
3204
Choice Hotels
CHH
$5.07B
– –
-13,425
Closed -$618K
CHRW icon
3205
CALL
C.H. Robinson
CHRW
$17.4B
– –
-41,000
Closed -$2.15M
CQP icon
3206
Cheniere Energy
CQP
$31.9B
– –
-17,404
Closed -$522K
CRIS icon
3207
Curis
CRIS
$9.78M
– –
-5
Closed -$29K
CROX icon
3208
PUT
Crocs
CROX
$6.14B
– –
-32,400
Closed -$505K
CUK
3209
DELISTED
Carnival PLC
CUK
– –
-10,404
Closed -$399K
DAL icon
3210
PUT
Delta Air Lines
DAL
$57.5B
– –
-30,000
Closed -$1.04M
DALN
3211
DELISTED
DallasNews
DALN
– –
-2,678
Closed -$124K
DHIL
3212
DELISTED
Diamond Hill
DHIL
– –
-1,650
Closed -$217K
DWSN icon
3213
Dawson Geophysical
DWSN
$145M
– –
-5,566
Closed -$94K
ENSG icon
3214
The Ensign Group
ENSG
$10.4B
– –
-26,167
Closed -$291K
EVG
3215
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
– –
-107,622
Closed -$1.64M
EVN
3216
Eaton Vance Municipal Income Trust
EVN
$414M
– –
-16,830
Closed -$201K
FIVE icon
3217
PUT
Five Below
FIVE
$12B
– –
-16,700
Closed -$709K
FN icon
3218
Fabrinet
FN
$15.6B
– –
-21,836
Closed -$454K
FUN icon
3219
Cedar Fair
FUN
$1.77B
– –
-50,942
Closed -$2.59M
GABC icon
3220
German American Bancorp
GABC
$1.91B
– –
-11,655
Closed -$224K
GAIN icon
3221
Gladstone Investment Corp
GAIN
$643M
– –
-12,906
Closed -$107K
GCV
3222
Gabelli Convertible and Income Securities Fund
GCV
$90.9M
– –
-43,778
Closed -$271K
GEL icon
3223
Genesis Energy
GEL
$1.87B
– –
-37,940
Closed -$2.06M
GIL icon
3224
Gildan
GIL
$10.3B
– –
-45,906
Closed -$1.16M
GIII icon
3225
PUT
G-III Apparel Group
GIII
$1.54B
– –
-23,400
Closed -$837K
127 128
129
130 131

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.