We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSDM
3176
DELISTED
BSD MEDICAL CORP (DEL)
BSDM
$12K ﹤0.01%
11,636
-1,164
-9% -$1.3K
IKAN
3177
DELISTED
IKANOS COMMUNICATIONS INC COM STK NEW (DE)
IKAN
$12K ﹤0.01%
2,726
+335
+14% +$1.96K
REPX icon
3178
Riley Exploration Permian
REPX
$744M
$11K ﹤0.01%
208
-21
-9% -$1.18K
STAB
3179
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$11K ﹤0.01%
1,177
-118
-9% -$1.38K
RGDX
3180
DELISTED
RESPONSE GENETICS, INC COMMON SHS (DELAWARE)
RGDX
$11K ﹤0.01%
11,616
-1,162
-9% -$1.22K
CERE
3181
DELISTED
CERES, INC. COMMON STOCK NEW
CERE
$11K ﹤0.01%
2,157
+891
+70% +$4.68K
GRX.RT
3182
DELISTED
GABELLI HEALTHCARE & WELLNESS RT EXP 07/08/2014
GRX.RT
$11K ﹤0.01%
+27,720
New +$9.53K
ADAT
3183
DELISTED
AUTHENTIDATE HOLDING CORP COM STK (DE)
ADAT
$9K ﹤0.01%
1,451
-145
-9% -$1.12K
COCO
3184
DELISTED
CORINTHIAN COLLEGES INC
COCO
$9K ﹤0.01%
30,739
-15,729
-34% -$15.1K
SSKN
3185
DELISTED
Strata Skin Sciences
SSKN
$8K ﹤0.01%
53
-5
-9% -$1.13K
CEI
3186
DELISTED
Camber Energy, Inc
CEI
– –
0
– –
OIBR.C
3187
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$2K ﹤0.01%
4
-1
-20% -$533
AA icon
3188
PUT
Alcoa
AA
$11.9B
– –
-15,897
Closed -$492K
AAL icon
3189
PUT
American Airlines Group
AAL
$10.1B
– –
-60,000
Closed -$2.2M
ACWI icon
3190
iShares MSCI ACWI ETF
ACWI
$32.9B
– –
-3,300
Closed -$192K
ADEA icon
3191
Adeia
ADEA
$2.94B
– –
-376,186
Closed -$2.35M
AGRO icon
3192
Adecoagro
AGRO
$1.44B
– –
-20,000
Closed -$163K
AIN icon
3193
Albany International
AIN
$2.11B
– –
-6,283
Closed -$223K
AMAT icon
3194
CALL
Applied Materials
AMAT
$403B
– –
-150,000
Closed -$3.06M
OSG
3195
Octave Specialty Group
OSG
$243M
– –
-7,424
Closed -$230K
AMSC icon
3196
American Superconductor
AMSC
$1.42B
– –
-1,371
Closed -$22K
ANGI icon
3197
Angi Inc
ANGI
$229M
– –
-2,129
Closed -$259K
ASMB icon
3198
Assembly Biosciences
ASMB
$498M
– –
-176
Closed -$14K
BAC.PRL icon
3199
Bank of America Series L
BAC.PRL
$3.97B
– –
-6,677
Closed -$7.64M
BGC icon
3200
BGC Group
BGC
$5.45B
– –
-34,246
Closed -$144K
126 127
128
129 130

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.