We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APP
3151
DELISTED
AMERICAN APPAREL INC COM
APP
$22K ﹤0.01%
24,222
-17,816
-42% -$11K
GSI
3152
DELISTED
GENERAL STL HLDGS INC COM NEW (NV)
GSI
$21K ﹤0.01%
4,439
-444
-9% -$2.29K
FALC
3153
DELISTED
FalconStor Software Inc
FALC
$20K ﹤0.01%
11,532
-1,152
-9% -$1.82K
MGN
3154
DELISTED
MINES MGMT INC
MGN
$20K ﹤0.01%
18,000
-1,800
-9% -$2.03K
VGZ icon
3155
Vista Gold
VGZ
$251M
$19K ﹤0.01%
38,145
-3,812
-9% -$1.8K
AUMN
3156
DELISTED
Golden Minerals Company
AUMN
$19K ﹤0.01%
652
-65
-9% -$1.23K
HH
3157
DELISTED
Hooper Holmes Inc
HH
$19K ﹤0.01%
1,709
-171
-9% -$1.67K
CRDC
3158
DELISTED
CARDICA INC COM NEW (DE)
CRDC
$19K ﹤0.01%
1,690
-169
-9% -$1.71K
PRXI
3159
DELISTED
PREMIER EXHIBITIONS INC COM STK NEW (FL)
PRXI
$19K ﹤0.01%
2,392
-239
-9% -$2.1K
ZLCS
3160
DELISTED
ZALICUS INC COM NEW
ZLCS
$19K ﹤0.01%
15,727
-1,572
-9% -$1.76K
GEVO icon
3161
Gevo
GEVO
$360M
$18K ﹤0.01%
4
– –
MEA
3162
DELISTED
METALICO INC
MEA
$18K ﹤0.01%
14,193
-1,418
-9% -$1.97K
ACER
3163
DELISTED
Acer Therapeutics Inc
ACER
$17K ﹤0.01%
122
-13
-10% -$1.72K
WAVX
3164
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$17K ﹤0.01%
1,206
-121
-9% -$1.77K
THMO
3165
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
$16K ﹤0.01%
1
– –
ENZN
3166
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$16K ﹤0.01%
15,794
-12,516
-44% -$11.9K
FLL icon
3167
Full House Resorts
FLL
$80.1M
$15K ﹤0.01%
10,419
-1,042
-9% -$1.8K
STRI
3168
DELISTED
STR HLDGS INC COM STK NEW (DE)
STRI
$15K ﹤0.01%
3,756
-376
-9% -$1.63K
SDEV
3169
Stablecoin Development Corp
SDEV
$58M
– –
0
– –
SMSI icon
3170
Smith Micro Software
SMSI
$14.5M
$14K ﹤0.01%
86
-9
-9% -$1.79K
PTN
3171
Palatin Technologies
PTN
$13.7M
$13K ﹤0.01%
10
-1
-9% -$1.43K
SVBL
3172
DELISTED
SILVER BULL RESOURCES, INC
SVBL
$13K ﹤0.01%
41,506
-4,150
-9% -$1.26K
VSCI
3173
DELISTED
VISION SCIENCES INC (DEL)
VSCI
$13K ﹤0.01%
11,176
-1,118
-9% -$1.25K
AGIG
3174
Abundia Global Impact Group
AGIG
$42.5M
$12K ﹤0.01%
201
-20
-9% -$1.18K
YTEN
3175
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
125 126
127
128 129

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.