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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$629M
Cap. Flow %
1.83%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRKR
3126
DELISTED
Parkervision Inc
PRKR
– –
-2,017
Closed -$4K
NSH
3127
DELISTED
NuStar GP Holdings LLC
NSH
– –
-49,051
Closed -$1.31M
YGE
3128
DELISTED
Yingli Green Energy Holding Comp
YGE
– –
-16,227
Closed -$66K
BGC
3129
DELISTED
General Cable Corporation
BGC
– –
-49,107
Closed -$584K
ICB
3130
DELISTED
Morgan Stanley Income Sec. Inc
ICB
– –
-10,773
Closed -$188K
SNAK
3131
DELISTED
Inventure Foods, Inc.
SNAK
– –
-13,598
Closed -$121K
AF
3132
DELISTED
Astoria Financial Corporation
AF
– –
-81,619
Closed -$1.31M
COVS
3133
DELISTED
Covisint Corporation
COVS
– –
-17,893
Closed -$38K
INVN
3134
DELISTED
Invensense Inc
INVN
– –
-14,379
Closed -$134K
SBY
3135
DELISTED
Silver Bay Realty Trust Corp.
SBY
– –
-201,256
Closed -$3.22M
WINT
3136
DELISTED
Windtree Therapeutics Inc
WINT
– –
-941
Closed -$4K
NMBL
3137
DELISTED
Nimble Storage, Inc.
NMBL
– –
-58,836
Closed -$1.42M
TPLM
3138
DELISTED
Triangle Petroleum Corporation
TPLM
– –
-25,912
Closed -$37K
YDKN
3139
DELISTED
Yadkin Financial Corporation
YDKN
– –
-67,975
Closed -$1.46M
IMN
3140
DELISTED
Imation
IMN
– –
-10,966
Closed -$24K
PCO
3141
DELISTED
Pendrell Corporation - Class A
PCO
– –
-65
Closed -$47K
NQM
3142
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
– –
-35,590
Closed -$528K
EXAM
3143
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-81,137
Closed -$2.37M
BNK
3144
DELISTED
C1 FINL INC COM STK (FL)
BNK
– –
-39,841
Closed -$759K
OIBR
3145
DELISTED
OI S A SPONSORED ADR REPSTG PFD NEW (BRA)
OIBR
– –
-41,026
Closed -$28K
SSE
3146
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
– –
-12,271
Closed -$17K
NPT
3147
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
– –
-50,280
Closed -$656K
RNF
3148
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
– –
-15,521
Closed -$183K
ANAD
3149
DELISTED
ANADIGICS INC
ANAD
– –
-20,871
Closed -$5K
RVLT
3150
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
– –
-2,076
Closed -$20K
124 125
126
127 128

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.