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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUQ
3126
DELISTED
AURICO GOLD INC COM
AUQ
– –
-305,757
Closed -$868K
ZGNX
3127
DELISTED
Zogenix, Inc.
ZGNX
– –
-5,093
Closed -$69K
RKT
3128
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-553,403
Closed -$33.3M
HVB
3129
DELISTED
HUDSON VY HLDG CORP
HVB
– –
-10,296
Closed -$290K
IGTE
3130
DELISTED
IGATE CORPORATION
IGTE
– –
-135,946
Closed -$6.48M
MWV
3131
DELISTED
MEADWESTVACO CORP
MWV
– –
-761,168
Closed -$35.9M
DRC
3132
DELISTED
DRESSER-RAND GROUP INC
DRC
– –
-172,310
Closed -$14.7M
KNL
3133
DELISTED
Knoll, Inc.
KNL
– –
-12,003
Closed -$300K
REGI
3134
DELISTED
Renewable Energy Group, Inc.
REGI
– –
-10,095
Closed -$117K
STFC
3135
DELISTED
State Auto Financial Corp
STFC
– –
-11,898
Closed -$285K
MTSC
3136
DELISTED
MTS Systems Corp
MTSC
– –
-2,943
Closed -$203K
VVUS
3137
DELISTED
Vivus Inc
VVUS
– –
-1,416
Closed -$34K
GFA
3138
DELISTED
Gafisa S.A.
GFA
– –
-1,788
Closed -$37K
BOBE
3139
DELISTED
Bob Evans Farms, Inc.
BOBE
– –
-4,321
Closed -$221K
RTK
3140
DELISTED
Rentech, Inc.
RTK
– –
-5,913
Closed -$63K
RPTP
3141
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
– –
-401,391
Closed -$6.34M
DWRE
3142
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
– –
-6,119
Closed -$435K
MY
3143
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
– –
-11,427
Closed -$32K
PQUE
3144
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
– –
-467,598
Closed -$926K
CHA
3145
DELISTED
China Telecom Corporation, LTD
CHA
– –
-3,530
Closed -$209K
CAS
3146
DELISTED
A M Castle & Co
CAS
– –
-104,488
Closed -$645K
RTI
3147
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
– –
-106,644
Closed -$3.36M
122 123 124 125
126

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.